CIK 0001675033 · Non-accelerated filer
Great Elm Capital Corp.
Sign in to watch- Tickers
- GECC GECCG GECCH GECCI
- Exchange
- Nasdaq
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 812621577
- Phone
- 617-375-3006
- Business address
- 3801 PGA BOULEVARD, SUITE 603, PALM BEACH GARDENS, FL, 33410
Securities
- GECC Closed End Fund Nasdaq
- GECCG 7.75% Notes Due 2030 Nasdaq
- GECCH 8.125% Notes Due 2029 Nasdaq
- GECCI 8.50% NOTES DUE 2029 Nasdaq
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-09-21 | Great Elm Group, Inc. 10% owner | Other disposition | −111,958 | 1,244,167 | ||
| 2026-09-21 | Davis Keri CFO | Grant or award | +7,646 | 29,539 | ||
| 2026-09-21 | Davis Keri CFO | Grant or award | +1,372 | 30,911 | ||
| 2026-09-21 | Davis Keri CFO | Shares withheld for taxes | −2,972 | $5.37 | $16K | 27,939 |
| 2026-09-21 | Kleinman Adam M CCO and Secretary | Grant or award | +15,292 | 59,889 | ||
| 2026-09-21 | Kleinman Adam M CCO and Secretary | Grant or award | +791 | 60,680 | ||
| 2026-09-21 | Kleinman Adam M CCO and Secretary | Shares withheld for taxes | −3,451 | $5.37 | $19K | 57,229 |
| 2026-06-29 | Great Elm Strategic Partnership I, LLC 10% owner | Other disposition | −180,000 | $5.45 | $981K | 1,378,260 |
| 2025-11-07 | Kaplan Matthew D CEO and President | Purchase | +19,650 | $7.64 | $150K | 142,400 |
| 2025-09-26 | Great Elm Strategic Partnership I, LLC 10% owner | Sale | −2,313 | $11.45 | $26K | 1,558,260 |
| 2025-09-25 | Great Elm Strategic Partnership I, LLC 10% owner | Sale | −1,696 | $11.45 | $19K | 1,560,573 |
| 2025-09-23 | Davis Keri CFO | Shares withheld for taxes | −2,725 | $11.43 | $31K | 21,893 |
| 2025-09-23 | Kleinman Adam M CCO and Secretary | Shares withheld for taxes | −1,361 | $11.43 | $16K | 44,597 |
| 2025-09-23 | Kaplan Matthew D CEO and President | Shares withheld for taxes | −8,211 | $11.43 | $94K | 122,750 |
| 2025-09-23 | Great Elm Strategic Partnership I, LLC 10% owner | Sale | −1,490 | $11.45 | $17K | 1,562,269 |
| 2025-09-22 | Great Elm Strategic Partnership I, LLC 10% owner | Sale | −48,248 | $11.45 | $552K | 1,563,759 |
| 2025-09-20 | Great Elm Group, Inc. 10% owner | Other disposition | −63,189 | 1,358,278 | ||
| 2025-09-19 | Davis Keri CFO | Grant or award | +3,820 | 23,212 | ||
| 2025-09-19 | Davis Keri CFO | Grant or award | +1,406 | 24,618 | ||
| 2025-09-19 | Kleinman Adam M CCO and Secretary | Grant or award | +5,458 | 45,802 |
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