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CIK 0001819796 · Accelerated filer

GCM Grosvenor Inc.

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Ticker
GCMG
Exchange
Nasdaq
Industry
Investment Advice
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
312-506-6500
Business address
900 NORTH MICHIGAN AVENUE, SUITE 1100, CHICAGO, IL, 60611
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,155,612
in 2 filings, $629K under 10b5-1 plans

Net −$1,155,612. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 43 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-09-13 Hurse Sandra Chief HR Officer Sale −9,691 $7.87 $76K 33,243.34
2023-09-12 Hurse Sandra Chief HR Officer Sale −13,709 $7.96 $109K 42,934.34
2023-09-11 Hurse Sandra Chief HR Officer Sale −13,921 $7.81 $109K 56,643.34
2023-09-08 Hurse Sandra Chief HR Officer Sale −9,902 $7.84 $78K 70,564.34
2023-08-24 SULLIVAN KATHLEEN PATRICIA Principal Accounting Officer Sale −3,130 $7.70 $24K 36,698
2023-08-23 SULLIVAN KATHLEEN PATRICIA Principal Accounting Officer Sale −13,570 $7.73 $105K 39,828
2023-08-22 SULLIVAN KATHLEEN PATRICIA Principal Accounting Officer Sale −2,300 $7.66 $18K 53,398
2023-08-15 SULLIVAN KATHLEEN PATRICIA Principal Accounting Officer Shares withheld for taxes −15,137 $7.99 $121K 55,698
2023-08-15 Hurse Sandra Chief HR Officer Shares withheld for taxes −21,301 $7.99 $170K 80,466.34
2023-08-15 Bentley Pamela L Chief Financial Officer Shares withheld for taxes −43,012 $7.99 $344K 153,014.34
2023-08-15 Pollock Frederick Chief Investment Officer Option exercise +131,250 686,851.34
2023-08-15 Pollock Frederick Chief Investment Officer Shares withheld for taxes −153,630 $7.99 $1.2M 533,221.34
2023-08-15 Pollock Frederick Chief Investment Officer Option exercise · Restricted Stock Units −131,250 0
2023-08-15 Levin Jonathan Reisin President Option exercise +131,250 546,118.34
2023-08-15 Levin Jonathan Reisin President Shares withheld for taxes −133,539 $7.99 $1.1M 412,579.34
2023-08-15 Levin Jonathan Reisin President Option exercise · Restricted Stock Units −131,250 0
2023-06-30 Cornelli Francesca Director Grant or award · Restricted Stock Units +4,676 $7.54 $35K 19,190
2023-06-30 SCOTT SAMUEL C III Director Grant or award · Restricted Stock Units +7,792 $7.54 $59K 50,674
2023-06-30 MASTERS BLYTHE Director Option exercise +9,125 32,940
2023-06-30 MASTERS BLYTHE Director Option exercise · Restricted Stock Units −9,125 35,258

Page 17 of 21 · 415 trades