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CIK 0001321741 · Non-accelerated filer

GLADSTONE INVESTMENT CORPORATION\DE

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Tickers
GAIN GAING GAINI GAINZ
Exchange
Nasdaq
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
830423116
Phone
7032875800
Business address
1521 WESTBRANCH DRIVE, SUITE 100, MCLEAN, VA, 22102

Securities

  • GAIN Business Development Company Nasdaq
  • GAING 7.125% Notes due 2031 Nasdaq
  • GAINI 7.875% Notes due 2030 Nasdaq
  • GAINZ 4.875% Notes due 2028 Nasdaq
Open-market buys, last 90 days
$24,300
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$24,300. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Ritchie Taylor +$24K Chief Financial Officer 1 filing

Reading 53 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2011-02-24 ADELGREN PAUL W Director Purchase +650 $7.76 $5K 2,619.36
2011-02-07 LiCalsi Michael Internal Counse; Asst. Sec. Purchase +402 $7.80 $3K 1,436
2011-02-07 LiCalsi Michael Internal Counse; Asst. Sec. Purchase +673 $7.81 $5K 2,109
2011-02-04 Reilly John Director Purchase +4,000 $7.61 $30K 4,000
2011-02-04 DULLUM DAVID A R President Purchase +3,000 $7.69 $23K 27,318
2010-11-19 DULLUM DAVID A R President Purchase +1,500 $7.70 $12K 24,318
2010-09-30 BRUBAKER TERRY LEE COO Purchase +4,300 $6.78 $29K 19,071
2010-08-11 Watson David Hibbert CFO Purchase +1,500 $6.38 $10K 3,000
2010-08-11 Watson David Hibbert CFO Purchase +500 $6.19 $3K 3,500
2010-08-11 LiCalsi Michael Asst. Secretary Purchase +1,000 $6.30 $6K 1,000
2010-08-06 LiCalsi Michael Asst. Secretary Purchase +1,532 $6.42 $10K 1,532
2010-08-06 LiCalsi Michael Asst. Secretary Purchase +968 $6.38 $6K 2,500
2010-08-05 Watson David Hibbert CFO Purchase +1,500 $6.50 $10K 1,500
2009-02-24 DULLUM DAVID A R President Purchase +4,000 $2.92 $12K 22,818
2009-02-24 Mead Gerard Director Purchase +1,000 $3.33 $3K 10,132.37
2009-02-24 DULLUM DAVID A R President Purchase +4,000 $2.92 $12K 24,167
2008-11-28 BRUBAKER TERRY LEE COO Purchase +500 $4.69 $2K 16,050

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