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CIK 0001321741 · Non-accelerated filer

GLADSTONE INVESTMENT CORPORATION\DE

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Tickers
GAIN GAING GAINI GAINZ
Exchange
Nasdaq
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
830423116
Phone
7032875800
Business address
1521 WESTBRANCH DRIVE, SUITE 100, MCLEAN, VA, 22102

Securities

  • GAIN Business Development Company Nasdaq
  • GAING 7.125% Notes due 2031 Nasdaq
  • GAINI 7.875% Notes due 2030 Nasdaq
  • GAINZ 4.875% Notes due 2028 Nasdaq
Open-market buys, last 90 days
$24,300
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$24,300. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Ritchie Taylor +$24K Chief Financial Officer 1 filing

Reading 53 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2013-11-26 BRUBAKER TERRY LEE Chief Operating Officer Purchase +6,000 $7.54 $45K 10,280.8
2013-11-26 BRUBAKER TERRY LEE Chief Operating Officer Purchase +7,900 $7.54 $60K 40,658.7
2013-11-18 GLADSTONE DAVID Chief Executive Officer Purchase +20,000 $7.38 $148K 291,494
2013-11-14 DULLUM DAVID A R President Purchase +1,000 $7.31 $7K 42,516
2013-11-13 DULLUM DAVID A R President Purchase +100 $7.30 $730 34,816
2013-11-13 DULLUM DAVID A R President Purchase +6,700 $7.33 $49K 41,516
2013-11-11 Watson David Hibbert CFO and Treasurer Purchase +3,600 $7.35 $26K 10,080.07
2012-03-14 ADELGREN PAUL W Director Purchase +875 $7.96 $7K 3,714.72
2011-09-12 Mead Gerard Director Purchase +100 $6.33 $633 12,466.17
2011-09-09 GLADSTONE DAVID CEO Purchase +6,000 $6.33 $38K 250,254
2011-09-06 BRUBAKER TERRY LEE COO Purchase +10,000 $6.58 $66K 30,018.25
2011-09-06 Watson David Hibbert CFO Purchase +1,000 $6.44 $6K 6,164.35
2011-09-06 DULLUM DAVID A R President Purchase +4,000 $6.40 $26K 34,716
2011-08-11 BRUBAKER TERRY LEE COO Sale −9,500 $6.80 $65K 19,910.3
2011-08-10 Mead Gerard Director Purchase +100 $6.88 $688 12,378.81
2011-08-09 BRUBAKER TERRY LEE COO Sale −500 $6.98 $3K 29,410.3
2011-08-05 BRUBAKER TERRY LEE COO Purchase +10,000 $7.30 $73K 29,910.3
2011-06-06 Watson David Hibbert CFO Purchase +500 $7.00 $4K 5,060.43
2011-06-01 DULLUM DAVID A R President Purchase +3,398 $7.37 $25K 30,716
2011-05-26 Watson David Hibbert CFO Purchase +1,000 $7.22 $7K 4,538.76

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