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CIK 0001321741 · Non-accelerated filer

GLADSTONE INVESTMENT CORPORATION\DE

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Tickers
GAIN GAING GAINI GAINZ
Exchange
Nasdaq
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
830423116
Phone
7032875800
Business address
1521 WESTBRANCH DRIVE, SUITE 100, MCLEAN, VA, 22102

Securities

  • GAIN Business Development Company Nasdaq
  • GAING 7.125% Notes due 2031 Nasdaq
  • GAINI 7.875% Notes due 2030 Nasdaq
  • GAINZ 4.875% Notes due 2028 Nasdaq
Open-market buys, last 90 days
$24,300
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$24,300. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Ritchie Taylor +$24K Chief Financial Officer 1 filing

Reading 53 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2015-06-15 GLADSTONE DAVID Chief Executive Officer Purchase +117,858 $7.90 $931K 524,594
2015-06-15 GLADSTONE DAVID Chief Executive Officer Purchase +2,379 $7.92 $19K 526,973
2015-06-01 Merrick Caren D Director Purchase +1,965 $7.63 $15K 1,965
2015-03-13 WILKINSON WALTER H Director Purchase +6,750 $7.39 $50K 6,750
2014-12-09 Watson David Hibbert CFO and Treasurer Purchase +500 $6.98 $3K 11,580.07
2014-12-09 DULLUM DAVID A R President Purchase +5,000 $7.00 $35K 64,565
2014-12-08 DULLUM DAVID A R President Purchase +700 $7.09 $5K 59,565
2014-11-13 GLADSTONE DAVID Chief Executive Officer Purchase +50,000 $7.35 $367K 368,384
2014-08-08 BRUBAKER TERRY LEE Chief Operating Officer Purchase +40,000 $7.33 $293K 202,453.4
2014-03-14 LiCalsi Michael Internal Counsel and Secretary Purchase +100 $8.20 $820 3,452.15
2014-03-14 DULLUM DAVID A R President Purchase +15,000 $8.30 $125K 58,865
2014-02-10 Watson David Hibbert CFO and Treasurer Purchase +1,000 $7.43 $7K 11,080.07
2014-02-10 GLADSTONE DAVID Chief Executive Officer Purchase +2,000 $7.43 $15K 317,495
2014-02-07 BRUBAKER TERRY LEE Chief Operating Officer Purchase +80,000 $7.41 $593K 157,433.67
2013-12-12 BRUBAKER TERRY LEE Chief Operating Officer Purchase +29,100 $7.59 $221K 76,758.7
2013-12-11 BRUBAKER TERRY LEE Chief Operating Officer Purchase +2,800 $7.55 $21K 47,458.7
2013-12-11 BRUBAKER TERRY LEE Chief Operating Officer Purchase +200 $7.55 $2K 47,658.7
2013-12-10 GLADSTONE DAVID Chief Executive Officer Purchase +24,000 $7.55 $181K 315,495
2013-12-09 BRUBAKER TERRY LEE Chief Operating Officer Purchase +1,000 $7.51 $8K 44,658.7
2013-11-27 BRUBAKER TERRY LEE Chief Operating Officer Purchase +3,000 $7.56 $23K 43,658.7

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