CIK 0001321741 · Non-accelerated filer
GLADSTONE INVESTMENT CORPORATION\DE
Sign in to watch- Tickers
- GAIN GAING GAINI GAINZ
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 830423116
- Phone
- 7032875800
- Business address
- 1521 WESTBRANCH DRIVE, SUITE 100, MCLEAN, VA, 22102
Securities
- GAIN Business Development Company Nasdaq
- GAING 7.125% Notes due 2031 Nasdaq
- GAINI 7.875% Notes due 2030 Nasdaq
- GAINZ 4.875% Notes due 2028 Nasdaq
- Open-market buys, last 90 days
- $24,300
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$24,300. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 53 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2017-06-14 | GLADSTONE DAVID CEO | Purchase | +20,000 | $9.25 | $185K | 645,973 |
| 2017-03-13 | GLADSTONE DAVID CEO | Purchase | +5,000 | $8.70 | $43K | 621,973 |
| 2017-03-13 | DULLUM DAVID A R President | Purchase | +5,000 | $8.77 | $44K | 81,216 |
| 2017-03-09 | DULLUM DAVID A R President | Purchase | +3,100 | $8.49 | $26K | 75,316 |
| 2017-03-09 | DULLUM DAVID A R President | Purchase | +900 | $8.50 | $8K | 76,216 |
| 2017-03-06 | BRUBAKER TERRY LEE Chief Operating Officer | Sale | −104,936.09 | $9.18 | $963K | 43,711 |
| 2017-03-06 | BRUBAKER TERRY LEE Chief Operating Officer | Sale | −104,936.09 | $9.18 | $963K | 34,978.7 |
| 2017-03-03 | BRUBAKER TERRY LEE Chief Operating Officer | Sale | −59,963.48 | $9.20 | $552K | 139,914.79 |
| 2016-11-07 | DULLUM DAVID A R President | Purchase | +4,000 | $7.65 | $31K | 73,565 |
| 2016-08-16 | BRUBAKER TERRY LEE Chief Operating Officer | Sale | −15,317 | $8.78 | $134K | 198,863.99 |
| 2016-08-15 | BRUBAKER TERRY LEE Chief Operating Officer | Sale | −4,380 | $8.74 | $38K | 0 |
| 2016-08-15 | BRUBAKER TERRY LEE Chief Operating Officer | Sale | −18,417 | $8.73 | $161K | 214,180.99 |
| 2016-08-12 | BRUBAKER TERRY LEE Chief Operating Officer | Sale | −5,400 | $8.67 | $47K | 232,597.99 |
| 2016-08-12 | BRUBAKER TERRY LEE Chief Operating Officer | Sale | −500 | $8.66 | $4K | 9,780.8 |
| 2016-08-12 | BRUBAKER TERRY LEE Chief Operating Officer | Sale | −5,400 | $8.67 | $47K | 4,380.8 |
| 2016-02-08 | DULLUM DAVID A R President | Purchase | +5,000 | $6.69 | $33K | 69,565 |
| 2015-12-14 | GLADSTONE DAVID CEO | Purchase | +90,000 | $7.53 | $678K | 616,973 |
| 2015-06-15 | GLADSTONE DAVID Chief Executive Officer | Purchase | +1,095 | $7.90 | $9K | 369,568 |
| 2015-06-15 | GLADSTONE DAVID Chief Executive Officer | Purchase | +5,026 | $7.87 | $40K | 374,594 |
| 2015-06-15 | GLADSTONE DAVID Chief Executive Officer | Purchase | +32,142 | $7.86 | $253K | 406,736 |
Page 3 of 6 · 117 trades