CIK 0001321741 · Non-accelerated filer
GLADSTONE INVESTMENT CORPORATION\DE
Sign in to watch- Tickers
- GAIN GAING GAINI GAINZ
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 830423116
- Phone
- 7032875800
- Business address
- 1521 WESTBRANCH DRIVE, SUITE 100, MCLEAN, VA, 22102
Securities
- GAIN Business Development Company Nasdaq
- GAING 7.125% Notes due 2031 Nasdaq
- GAINI 7.875% Notes due 2030 Nasdaq
- GAINZ 4.875% Notes due 2028 Nasdaq
- Open-market buys, last 90 days
- $24,300
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$24,300. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 53 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-03-23 | BRUBAKER TERRY LEE Chief Operating Officer | Purchase | +2,500 | $6.83 | $17K | 16,233 |
| 2020-03-20 | RYAN JULIA Chief Financial Officer | Purchase | +2,500 | $8.18 | $20K | 4,000 |
| 2020-03-19 | BRUBAKER TERRY LEE Chief Operating Officer | Purchase | +2,500 | $6.73 | $17K | 13,733 |
| 2020-03-18 | DULLUM DAVID A R President | Purchase | +8,000 | $7.20 | $58K | 123,916 |
| 2020-03-18 | BRUBAKER TERRY LEE Chief Operating Officer | Purchase | +2,500 | $7.35 | $18K | 11,233 |
| 2020-03-16 | LiCalsi Michael General Counsel and Secretary | Purchase | +1,000 | $8.73 | $9K | 9,144 |
| 2020-03-12 | DULLUM DAVID A R President | Purchase | +5,000 | $8.99 | $45K | 115,916 |
| 2020-03-11 | DULLUM DAVID A R President | Purchase | +10,000 | $10.49 | $105K | 110,916 |
| 2020-03-02 | DULLUM DAVID A R President | Purchase | +3,300 | $11.86 | $39K | 100,916 |
| 2019-09-13 | DULLUM DAVID A R President | Purchase | +2,400 | $12.44 | $30K | 97,616 |
| 2019-09-09 | GLADSTONE DAVID CEO | Purchase | +20,581 | $11.99 | $247K | 666,554 |
| 2019-08-16 | BRUBAKER TERRY LEE Chief Operating Officer | Sale | −21,501.73 | $11.52 | $248K | 8,733 |
| 2019-08-14 | BRUBAKER TERRY LEE Chief Operating Officer | Sale | −21,501.73 | $11.38 | $245K | 30,234.73 |
| 2019-06-04 | DULLUM DAVID A R President | Purchase | +2,000 | $11.10 | $22K | 95,216 |
| 2018-12-12 | DULLUM DAVID A R President | Purchase | +1,400 | $9.90 | $14K | 93,216 |
| 2018-11-08 | DULLUM DAVID A R President | Purchase | +5,600 | $9.94 | $56K | 91,816 |
| 2018-11-08 | RYAN JULIA Chief Financial Officer | Purchase | +1,500 | $9.98 | $15K | 1,500 |
| 2018-03-05 | DULLUM DAVID A R President | Purchase | +5,000 | $9.56 | $48K | 86,216 |
| 2017-11-28 | WILKINSON WALTER H Director | Purchase | +5,730 | $10.84 | $62K | 14,416 |
| 2017-06-14 | GLADSTONE DAVID CEO | Purchase | +4,000 | $9.26 | $37K | 625,973 |
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