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CIK 0001321741 · Non-accelerated filer

GLADSTONE INVESTMENT CORPORATION\DE

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Tickers
GAIN GAING GAINI GAINZ
Exchange
Nasdaq
FY end
Mar 31
Incorporated
DE
Entity type
operating
EIN
830423116
Phone
7032875800
Business address
1521 WESTBRANCH DRIVE, SUITE 100, MCLEAN, VA, 22102

Securities

  • GAIN Business Development Company Nasdaq
  • GAING 7.125% Notes due 2031 Nasdaq
  • GAINI 7.875% Notes due 2030 Nasdaq
  • GAINZ 4.875% Notes due 2028 Nasdaq
Open-market buys, last 90 days
$24,300
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$24,300. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Ritchie Taylor +$24K Chief Financial Officer 1 filing

Reading 53 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-08-18 Ritchie Taylor Chief Financial Officer Purchase 10b5-1 +1,500 $16.20 $24K 4,352.82
2026-05-19 Ritchie Taylor Chief Financial Officer Purchase 10b5-1 +160 $16.15 $3K 2,657.23
2026-05-19 Ritchie Taylor Chief Financial Officer Purchase 10b5-1 +155 $16.10 $2K 2,812.23
2026-05-18 Ritchie Taylor Chief Financial Officer Purchase 10b5-1 +150 $16.29 $2K 2,497.23
2026-05-15 Ritchie Taylor Chief Financial Officer Purchase 10b5-1 +450 $16.50 $7K 2,347.23
2024-10-10 DULLUM DAVID A R President Gift −3,000 0
2023-11-06 Easton Rachael Z. CFO and Treasurer Purchase +650 $14.67 $10K 1,400
2023-08-07 DULLUM DAVID A R President Purchase +5,000 $13.39 $67K 149,916
2023-03-16 Easton Rachael Z. CFO and Treasurer Purchase +375 $13.12 $5K 750
2023-03-14 DULLUM DAVID A R President Purchase +3,000 $12.84 $39K 144,916
2023-02-06 WILKINSON WALTER H Director Purchase +3,661 $13.96 $51K 26,153.54
2022-12-16 DULLUM DAVID A R President Purchase +3,000 $13.06 $39K 141,916
2022-08-19 Smith Jennifer A Chief Valuation Officer Purchase +100 $15.61 $2K 100
2022-06-14 DULLUM DAVID A R President Purchase +4,000 $12.75 $51K 138,916
2022-05-20 Easton Rachael Z. CFO and Treasurer Purchase +175 $14.52 $3K 375
2022-02-24 DULLUM DAVID A R President Purchase +3,000 $14.46 $43K 132,416
2022-02-24 DULLUM DAVID A R President Purchase +2,500 $14.69 $37K 134,916
2022-02-23 Easton Rachael Z. CFO and Treasurer Purchase +200 $14.93 $3K 200
2021-12-03 DULLUM DAVID A R President Purchase +3,000 $16.54 $50K 129,416
2020-03-23 DULLUM DAVID A R President Purchase +2,500 $6.80 $17K 126,416

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