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CIK 0000928054 · Accelerated filer<br>Smaller reporting company

FLOTEK INDUSTRIES INC/CN/

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Ticker
FTK
Exchange
NYSE
Industry
Miscellaneous Chemical Products
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
900023731
Phone
7138499911
Business address
5775 N. SAM HOUSTON PARKWAY W., SUITE 400, HOUSTON, TX, 77086
Open-market buys, last 90 days
$34,320,013
in 1 filing
Open-market sales, last 90 days
$60,000,024
in 1 filing

Net −$25,680,011. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. ProFrac GDM, LLC −$60.0M 10% owner sold 38% of stake
  2. Wilks Matthew +$34.3M Director 1 filing

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-03 Ezell Ryan Gillis President Shares withheld for taxes −33,948 $1.20 $41K 509,635
2023-03-03 Ezell Ryan Gillis President Shares withheld for taxes −10,134 $1.20 $12K 404,588
2023-02-03 Bigney Nicholas J. SVP General Counsel Shares withheld for taxes −2,472 $1.18 $3K 283,755
2023-02-02 ProFrac Holding Corp. 10% owner Conversion · 10% Convertible PIK Notes −20,000,000 0
2023-02-02 ProFrac Holding Corp. 10% owner Conversion · Warrants (right to buy) +25,366,561 $0.87 $22.1M 25,366,561
2023-01-20 Nierenberg David Director Grant or award +13,179 178,468
2023-01-20 Agadi Harshavardhan V Interim CEO Grant or award +109,489 376,928
2022-12-30 GIBSON JOHN W JR CEO and President Purchase +4,000 $1.13 $5K 871,021
2022-12-28 ProFrac Holding Corp. 10% owner Purchase +1,500,000 $1.16 $1.7M 1,500,000
2022-12-22 GIBSON JOHN W JR CEO and President Shares withheld for taxes −27,759 $1.12 $31K 867,021
2022-12-20 CLEMENT JAMES BOND Chief Financial Officer Grant or award +247,934 347,934
2022-12-20 CLEMENT JAMES BOND Chief Financial Officer Grant or award +100,000 100,000
2022-12-20 CLEMENT JAMES BOND Chief Financial Officer Grant or award +247,934 347,934
2022-12-20 CLEMENT JAMES BOND Chief Financial Officer Grant or award · Stock Option +185,951 185,951
2022-12-20 CLEMENT JAMES BOND Chief Financial Officer Grant or award · Stock Option +185,950 371,901
2022-11-30 GIBSON JOHN W JR CEO and President Purchase +4,000 $1.18 $5K 894,780
2022-10-31 GIBSON JOHN W JR CEO and President Purchase +4,000 $1.19 $5K 890,780
2022-10-18 Farber Evan R Director Grant or award +56,980 56,980
2022-10-01 Ezell Ryan Gillis Chief Operating Officer Shares withheld for taxes −1,624 $1.00 $2K 423,292
2022-09-30 GIBSON JOHN W JR CEO and President Purchase +4,000 $0.99 $4K 886,780

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