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CIK 0001828937 · Accelerated filer<br>Smaller reporting company

Finance of America Companies Inc.

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Ticker
FOA
Exchange
NYSE
Industry
Mortgage Bankers & Loan Correspondents
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
853474065
Phone
877-202-2666
Business address
5830 GRANITE PARKWAY, SUITE 400, PLANO, TX, 75024
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$544,697
in 9 filings, $545K under 10b5-1 plans

Net −$544,697. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Prahm Jeremy −$514K Chief Investment Officer sold 20% of stake
  2. Sieffert Kristen N −$30K President sold 2% of stake
Date Insider Transaction Shares Price Value Owned after
2021-05-10 D1 Capital Partners L.P. 10% owner Sale · Warrants −13,025 $1.56 $20K 636,975
2021-04-01 D1 Capital Partners L.P. 10% owner Sale −625,000 $10.20 $6.4M 6,875,000
2021-04-01 LIBMAN BRIAN L Director Grant or award +1,380,247 $10.00 $13.8M 1,380,247
2021-04-01 LIBMAN BRIAN L Director Grant or award +1 1
2021-04-01 LIBMAN BRIAN L Director Grant or award +1 1
2021-04-01 LIBMAN BRIAN L Director Grant or award · LLC Units of Finance of America Equity Capital LLC +73,033,375 73,033,375
2021-04-01 LIBMAN BRIAN L Director Grant or award · LLC Units of Finance of America Equity Capital LLC +1,941,876 1,941,876
2021-04-01 LIBMAN BRIAN L Director Grant or award · Earnout Rights +8,564,208 8,564,208
2021-04-01 LIBMAN BRIAN L Director Grant or award · Earnout Rights +227,712 227,712
2021-04-01 Cook Patricia Chief Executive Officer Grant or award · LLC Units of UFG Management Holdings LLC +418,593 418,593
2021-04-01 Cook Patricia Chief Executive Officer Grant or award · Earnout Rights +49,086 49,086
2021-04-01 Fleming Graham President Grant or award · LLC Units of UFG Management Holdings LLC +1,341,739 1,341,739
2021-04-01 Fleming Graham President Grant or award · Earnout Rights +157,338 157,338
2021-04-01 Prahm Jeremy Chief Investment Officer Grant or award · LLC Units of UFG Management Holdings LLC +504,553 504,553
2021-04-01 Prahm Jeremy Chief Investment Officer Grant or award · Earnout Rights +59,166 59,166

Page 45 of 45 · 895 trades