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CIK 0001828937 · Accelerated filer<br>Smaller reporting company

Finance of America Companies Inc.

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Ticker
FOA
Exchange
NYSE
Industry
Mortgage Bankers & Loan Correspondents
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
853474065
Phone
877-202-2666
Business address
5830 GRANITE PARKWAY, SUITE 400, PLANO, TX, 75024
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$544,697
in 9 filings, $545K under 10b5-1 plans

Net −$544,697. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Prahm Jeremy −$514K Chief Investment Officer sold 20% of stake
  2. Sieffert Kristen N −$30K President sold 2% of stake
Date Insider Transaction Shares Price Value Owned after
2021-08-16 Gericke Johan EVP, Chief Financial Officer Purchase +10,000 $5.02 $50K 10,000
2021-06-17 D1 Capital Partners L.P. 10% owner Sale · Warrants −4,351 $1.55 $7K 485,649
2021-06-17 Cook Patricia Chief Executive Officer Grant or award · Restricted Stock Units +1,307,195 1,307,195
2021-06-17 Cook Patricia Chief Executive Officer Grant or award · Earnout Rights +136,800 136,800
2021-06-17 Fleming Graham President Grant or award · Restricted Stock Units +1,307,195 1,307,195
2021-06-17 Fleming Graham President Grant or award · Earnout Rights +136,800 136,800
2021-06-17 Prahm Jeremy Chief Investment Officer Grant or award · Restricted Stock Units +825,597 825,597
2021-06-17 Prahm Jeremy Chief Investment Officer Grant or award · Earnout Rights +86,400 86,400
2021-06-17 Thornock Tai A. Chief Accounting Officer Grant or award · Restricted Stock Units +137,600 137,600
2021-06-17 Thornock Tai A. Chief Accounting Officer Grant or award · Earnout Rights +14,400 14,400
2021-06-15 D1 Capital Partners L.P. 10% owner Sale · Warrants −6,226 $1.55 $10K 490,000
2021-06-01 D1 Capital Partners L.P. 10% owner Sale −5,799 $10.50 $61K 6,494,201
2021-05-21 D1 Capital Partners L.P. 10% owner Sale −158,404 $10.50 $1.7M 6,500,000
2021-05-20 D1 Capital Partners L.P. 10% owner Sale −141,596 $10.50 $1.5M 6,658,404
2021-05-20 D1 Capital Partners L.P. 10% owner Sale · Warrants −103,774 $1.50 $156K 496,226
2021-05-19 D1 Capital Partners L.P. 10% owner Sale −55,449 $10.50 $582K 6,800,000
2021-05-19 D1 Capital Partners L.P. 10% owner Sale · Warrants −36,975 $1.50 $55K 600,000
2021-05-10 D1 Capital Partners L.P. 10% owner Sale −14,551 $10.85 $158K 6,860,449
2021-05-10 D1 Capital Partners L.P. 10% owner Sale −5,000 $10.63 $53K 6,855,449
2021-05-10 D1 Capital Partners L.P. 10% owner Sale · Warrants −600,000 $1.54 $924K 650,000

Page 44 of 45 · 895 trades