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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-06-28 ACON Equity GenPar, L.L.C. Director Sale −11,203 $21.82 $244K 0
2021-06-28 ACON Equity GenPar, L.L.C. Director Other disposition −5,307 $21.82 $116K 3,962,771
2021-06-28 ACON Equity GenPar, L.L.C. Director Sale −2,237 $21.82 $49K 1,670,885
2021-06-28 ACON Equity GenPar, L.L.C. Director Sale −6,247 $21.82 $136K 4,664,907
2021-06-28 ACON Equity GenPar, L.L.C. Director Sale −6 $21.82 $131 15,347
2021-06-28 ACON Equity GenPar, L.L.C. Director Returned to the company −11,203 8,365,465
2021-06-28 ACON Equity GenPar, L.L.C. Director Conversion · Common Units of Funko Acquisition Holdings, L.L.C. −11,203 8,365,465
2021-06-28 Kriger Adam M. Director Conversion +11,203 11,203
2021-06-28 Kriger Adam M. Director Sale −11,203 $21.82 $244K 0
2021-06-28 Kriger Adam M. Director Sale −5,307 $21.82 $116K 3,962,771
2021-06-28 Kriger Adam M. Director Sale −2,237 $21.82 $49K 1,670,885
2021-06-28 Kriger Adam M. Director Sale −6,247 $21.82 $136K 4,664,907
2021-06-28 Kriger Adam M. Director Sale −6 $21.82 $131 15,347
2021-06-28 Kriger Adam M. Director Returned to the company −11,203 8,365,465
2021-06-28 Kriger Adam M. Director Conversion · Common Units of Funko Acquisition Holdings, L.L.C. −11,203 8,365,465
2021-06-27 Daw Tracy D SEE REMARKS Option exercise +2,005 7,893
2021-06-27 Daw Tracy D SEE REMARKS Option exercise · Restricted Stock Units −2,005 2,005
2021-06-27 Perlmutter Andrew Mark PRESIDENT Option exercise +4,332 126,291
2021-06-27 Perlmutter Andrew Mark PRESIDENT Option exercise · Restricted Stock Units −4,332 4,333
2021-06-27 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Option exercise +8,665 53,451

Page 82 of 131 · 2,604 trades