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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-01-12 Brotman Kenneth R. Director Returned to the company −57,736 7,962,620
2022-01-12 Brotman Kenneth R. Director Conversion · Common Units of Funko Acquisition Holdings, L.L.C. −57,736 7,962,620
2022-01-12 Kriger Adam M. Director Conversion +57,736 57,736
2022-01-12 Kriger Adam M. Director Sale −57,736 $18.29 $1.1M 0
2022-01-12 Kriger Adam M. Director Sale −27,350 $18.29 $500K 3,771,940
2022-01-12 Kriger Adam M. Director Sale −11,532 $18.29 $211K 1,590,422
2022-01-12 Kriger Adam M. Director Sale −32,196 $18.29 $589K 4,440,266
2022-01-12 Kriger Adam M. Director Sale −109 $18.29 $2K 15,053
2022-01-12 Kriger Adam M. Director Returned to the company −57,736 7,962,620
2022-01-12 Kriger Adam M. Director Conversion · Common Units of Funko Acquisition Holdings, L.L.C. −57,736 7,962,620
2022-01-03 Perlmutter Andrew Mark CHIEF EXECUTIVE OFFICER Grant or award · Restricted Stock Units −85,812 85,812
2021-12-17 DENSON CHARLES D Director Purchase +20,000 $17.35 $347K 25,000
2021-12-16 DENSON CHARLES D Director Purchase +60,000 $17.22 $1.0M 160,108
2021-12-16 DENSON CHARLES D Director Purchase +14,300 $17.10 $245K 14,300
2021-12-16 DENSON CHARLES D Director Purchase +5,000 $17.08 $85K 5,000
2021-11-08 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Conversion −24,728 78,179
2021-11-08 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Returned to the company −24,728 1,601,399
2021-11-08 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Sale −24,728 $19.87 $491K 53,451
2021-11-08 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Conversion · Common Units −24,728 2,328,206
2021-11-05 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Conversion +54,811 108,262

Page 55 of 131 · 2,604 trades