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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-03-04 Daw Tracy D CHIEF LEGAL OFFICER Option exercise +1,367 9,260
2022-03-04 Daw Tracy D CHIEF LEGAL OFFICER Option exercise · Restricted Stock Units −1,367 1,368
2022-03-04 Perlmutter Andrew Mark CHIEF EXECUTIVE OFFICER Option exercise +2,925 122,966
2022-03-04 Perlmutter Andrew Mark CHIEF EXECUTIVE OFFICER Option exercise · Restricted Stock Units −2,925 2,925
2022-03-04 Mariotti Brian Richard CHIEF CREATIVE OFFICER Conversion +106,720 160,171
2022-03-04 Mariotti Brian Richard CHIEF CREATIVE OFFICER Returned to the company −106,720 1,494,679
2022-03-04 Mariotti Brian Richard CHIEF CREATIVE OFFICER Sale −106,720 $20.20 $2.2M 53,451
2022-03-04 Mariotti Brian Richard CHIEF CREATIVE OFFICER Conversion · Common Units −106,720 2,221,486
2022-02-16 ACON Equity GenPar, L.L.C. Director Conversion +11,510 11,510
2022-02-16 ACON Equity GenPar, L.L.C. Director Sale −11,510 $18.05 $208K 0
2022-02-16 ACON Equity GenPar, L.L.C. Director Sale −5,452 $18.05 $98K 3,690,138
2022-02-16 ACON Equity GenPar, L.L.C. Director Sale −2,299 $18.05 $41K 1,555,932
2022-02-16 ACON Equity GenPar, L.L.C. Director Sale −6,419 $18.05 $116K 4,343,969
2022-02-16 ACON Equity GenPar, L.L.C. Director Sale −22 $18.05 $397 14,727
2022-02-16 ACON Equity GenPar, L.L.C. Director Returned to the company −11,510 7,789,936
2022-02-16 ACON Equity GenPar, L.L.C. Director Conversion · Common Units of Funko Acquisition Holdings, L.L.C. −11,510 7,789,936
2022-02-16 Brotman Kenneth R. Director Conversion +11,510 11,510
2022-02-16 Brotman Kenneth R. Director Sale −11,510 $18.05 $208K 0
2022-02-16 Brotman Kenneth R. Director Sale −5,452 $18.05 $98K 3,690,138
2022-02-16 Brotman Kenneth R. Director Sale −2,299 $18.05 $41K 1,555,932

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