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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-03-08 Perlmutter Andrew Mark CHIEF EXECUTIVE OFFICER Grant or award · Restricted Stock Units +35,829 35,829
2022-03-08 Perlmutter Andrew Mark CHIEF EXECUTIVE OFFICER Grant or award · Option to Purchase Class A Common Stock +44,800 44,800
2022-03-08 Mariotti Brian Richard CHIEF CREATIVE OFFICER Grant or award · Restricted Stock Units +43,428 43,428
2022-03-08 Mariotti Brian Richard CHIEF CREATIVE OFFICER Grant or award · Option to Purchase Class A Common Stock +54,300 54,300
2022-03-08 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Grant or award · Restricted Stock Units +19,543 19,543
2022-03-08 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Grant or award · Option to Purchase Class A Common Stock +24,400 24,400
2022-03-08 Daw Tracy D CHIEF LEGAL OFFICER Grant or award · Restricted Stock Units +17,372 17,372
2022-03-08 Daw Tracy D CHIEF LEGAL OFFICER Grant or award · Option to Purchase Class A Common Stock +21,700 21,700
2022-03-08 Daw Tracy D CHIEF LEGAL OFFICER Sale −546 $17.77 $10K 8,714
2022-03-08 Perlmutter Andrew Mark CHIEF EXECUTIVE OFFICER Sale −1,170 $17.77 $21K 121,796
2022-03-07 ACON Equity GenPar, L.L.C. Director Conversion +6,317 6,317
2022-03-07 ACON Equity GenPar, L.L.C. Director Sale −6,317 $18.00 $114K 0
2022-03-07 ACON Equity GenPar, L.L.C. Director Sale −2,993 $18.00 $54K 3,535,921
2022-03-07 ACON Equity GenPar, L.L.C. Director Sale −1,262 $18.00 $23K 1,490,907
2022-03-07 ACON Equity GenPar, L.L.C. Director Sale −3,523 $18.00 $63K 4,162,428
2022-03-07 ACON Equity GenPar, L.L.C. Director Sale −12 $18.00 $216 14,111
2022-03-07 ACON Equity GenPar, L.L.C. Director Returned to the company −6,317 7,464,383
2022-03-07 ACON Equity GenPar, L.L.C. Director Conversion +20,791 20,791
2022-03-07 ACON Equity GenPar, L.L.C. Director Sale −20,791 $20.03 $416K 0
2022-03-07 ACON Equity GenPar, L.L.C. Director Sale −9,849 $20.03 $197K 3,526,072

Page 42 of 131 · 2,604 trades