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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2022-04-29 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Sale −2,779 $16.22 $45K 16,910
2022-04-29 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Option exercise · Restricted Stock Units −7,685 15,369
2022-04-29 Perlmutter Andrew Mark CHIEF EXECUTIVE OFFICER Option exercise +9,945 135,439
2022-04-22 Daw Tracy D CHIEF LEGAL OFFICER Sale −1,195 $17.07 $20K 10,507
2022-04-22 Perlmutter Andrew Mark CHIEF EXECUTIVE OFFICER Sale −2,466 $17.07 $42K 125,494
2022-04-22 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Sale −1,850 $17.04 $32K 12,004
2022-04-21 Perlmutter Andrew Mark CHIEF EXECUTIVE OFFICER Option exercise · Restricted Stock Units −9,945 19,889
2022-04-21 Brotman Kenneth R. Director Conversion +6,120 6,120
2022-04-21 Brotman Kenneth R. Director Sale −6,120 $18.25 $112K 0
2022-04-21 Brotman Kenneth R. Director Sale −2,900 $18.25 $53K 3,454,872
2022-04-21 Brotman Kenneth R. Director Sale −1,223 $18.25 $22K 1,456,735
2022-04-21 Brotman Kenneth R. Director Sale −3,413 $18.25 $62K 4,067,021
2022-04-21 Brotman Kenneth R. Director Sale −12 $18.25 $219 19,688
2022-04-21 Brotman Kenneth R. Director Returned to the company −6,120 7,293,290
2022-04-21 Brotman Kenneth R. Director Conversion · Common Units of Funko Acquisition Holdings, L.L.C. −6,120 7,293,290
2022-04-21 ACON Equity GenPar, L.L.C. Director Conversion +6,120 6,120
2022-04-21 ACON Equity GenPar, L.L.C. Director Sale −6,120 $18.25 $112K 0
2022-04-21 ACON Equity GenPar, L.L.C. Director Sale −2,900 $18.25 $53K 3,454,872
2022-04-21 ACON Equity GenPar, L.L.C. Director Sale −1,223 $18.25 $22K 1,456,735
2022-04-21 ACON Equity GenPar, L.L.C. Director Sale −3,413 $18.25 $62K 4,067,021

Page 32 of 131 · 2,604 trades