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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-04 Perlmutter Andrew Mark PRESIDENT Option exercise +2,925 111,288
2023-03-04 Perlmutter Andrew Mark PRESIDENT Option exercise · Restricted Stock Units −2,925 0
2023-03-04 Oddie Andrew David CHIEF REVENUE OFFICER Option exercise +1,143 27,046
2023-03-04 Oddie Andrew David CHIEF REVENUE OFFICER Option exercise · Restricted Stock Units −1,143 0
2023-03-04 Daw Tracy D CHIEF LEGAL OFFICER Option exercise +1,368 39,798
2023-03-04 Daw Tracy D CHIEF LEGAL OFFICER Option exercise · Restricted Stock Units −1,368 0
2023-01-18 Daw Tracy D CHIEF LEGAL OFFICER Sale −2,164 $12.08 $26K 38,430
2023-01-17 Perlmutter Andrew Mark CHIEF EXECUTIVE OFFICER Sale −14,302 $11.87 $170K 108,363
2023-01-17 Daw Tracy D CHIEF LEGAL OFFICER Sale −6,136 $12.00 $74K 40,594
2023-01-03 Perlmutter Andrew Mark PRESIDENT Option exercise +28,604 122,665
2023-01-03 Perlmutter Andrew Mark PRESIDENT Option exercise · Restricted Stock Units −28,604 57,208
2022-09-19 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Sale −15,645 $23.04 $361K 73,872
2022-09-19 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Sale −21,562 $23.64 $510K 52,310
2022-09-19 Daw Tracy D CHIEF LEGAL OFFICER Sale −26,800 $22.78 $610K 46,730
2022-09-16 Daw Tracy D CHIEF LEGAL OFFICER Option exercise +67,001 73,530
2022-09-16 Daw Tracy D CHIEF LEGAL OFFICER Option exercise · Restricted Stock Units −67,001 0
2022-09-16 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Option exercise +71,189 89,517
2022-09-16 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Option exercise · Restricted Stock Units −71,189 0
2022-08-15 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Sale −814 $20.64 $17K 18,328
2022-08-13 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Option exercise +2,232 19,142

Page 26 of 131 · 2,604 trades