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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-03-09 Oddie Andrew David CHIEF REVENUE OFFICER Sale −2,334 $8.47 $20K 28,841
2023-03-08 Perlmutter Andrew Mark PRESIDENT Option exercise +8,957 120,245
2023-03-08 Perlmutter Andrew Mark PRESIDENT Option exercise · Restricted Stock Units −8,957 26,872
2023-03-08 Mariotti Brian Richard CHIEF CREATIVE OFFICER Option exercise +10,857 106,948
2023-03-08 Mariotti Brian Richard CHIEF CREATIVE OFFICER Option exercise · Restricted Stock Units −10,857 32,571
2023-03-08 Daw Tracy D CHIEF LEGAL OFFICER Option exercise +4,343 44,141
2023-03-08 Daw Tracy D CHIEF LEGAL OFFICER Option exercise · Restricted Stock Units −4,343 13,029
2023-03-08 Oddie Andrew David CHIEF REVENUE OFFICER Option exercise +4,699 31,175
2023-03-08 Oddie Andrew David CHIEF REVENUE OFFICER Option exercise · Restricted Stock Units −4,699 14,099
2023-03-06 Perlmutter Andrew Mark PRESIDENT Grant or award · Restricted Stock Units +38,672 38,672
2023-03-06 Perlmutter Andrew Mark PRESIDENT Grant or award · Option to Purchase Class A Common Stock +48,300 48,300
2023-03-06 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Grant or award · Restricted Stock Units +62,500 62,500
2023-03-06 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Grant or award · Option to Purchase Class A Common Stock +78,100 78,100
2023-03-06 Oddie Andrew David CHIEF REVENUE OFFICER Sale −570 $9.84 $6K 26,476
2023-03-06 Oddie Andrew David CHIEF REVENUE OFFICER Grant or award · Restricted Stock Units +27,525 27,525
2023-03-06 Oddie Andrew David CHIEF REVENUE OFFICER Grant or award · Option to Purchase Class A Common Stock +34,400 34,400
2023-03-06 Nave Steve CFO and COO Grant or award · Restricted Stock Units +66,942 66,942
2023-03-06 Nave Steve CFO and COO Grant or award · Option to Purchase Class A Common Stock +58,600 58,600
2023-03-06 Daw Tracy D CHIEF LEGAL OFFICER Grant or award · Restricted Stock Units +21,094 21,094
2023-03-06 Daw Tracy D CHIEF LEGAL OFFICER Grant or award · Option to Purchase Class A Common Stock +26,400 26,400

Page 25 of 131 · 2,604 trades