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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-05-01 Oddie Andrew David CHIEF REVENUE OFFICER Sale −3,630 $9.66 $35K 34,995
2023-05-01 Perlmutter Andrew Mark PRESIDENT Option exercise 10b5-1 +9,944 130,412
2023-05-01 Perlmutter Andrew Mark PRESIDENT Option exercise · Restricted Stock Units 10b5-1 −9,944 9,945
2023-05-01 Daw Tracy D CHIEF LEGAL OFFICER Option exercise 10b5-1 +4,520 49,366
2023-05-01 Daw Tracy D CHIEF LEGAL OFFICER Option exercise · Restricted Stock Units 10b5-1 −4,520 4,521
2023-04-29 Oddie Andrew David CHIEF REVENUE OFFICER Option exercise +7,313 38,625
2023-04-29 Oddie Andrew David CHIEF REVENUE OFFICER Option exercise · Restricted Stock Units −7,313 7,314
2023-04-24 Oddie Andrew David CHIEF REVENUE OFFICER Sale −2,437 $9.09 $22K 31,312
2023-04-21 Oddie Andrew David CHIEF REVENUE OFFICER Option exercise +4,908 33,749
2023-04-21 Oddie Andrew David CHIEF REVENUE OFFICER Option exercise · Restricted Stock Units −4,908 9,817
2023-04-21 Mariotti Brian Richard Chief Executive Officer Option exercise +11,208 122,844
2023-04-21 Mariotti Brian Richard Chief Executive Officer Option exercise · Restricted Stock Units −11,208 22,415
2023-04-21 Perlmutter Andrew Mark PRESIDENT Option exercise +6,164 120,468
2023-04-21 Perlmutter Andrew Mark PRESIDENT Option exercise · Restricted Stock Units −6,164 13,728
2023-04-21 Daw Tracy D CHIEF LEGAL OFFICER Option exercise +2,989 44,846
2023-04-21 Daw Tracy D CHIEF LEGAL OFFICER Option exercise · Restricted Stock Units −2,989 5,978
2023-04-17 Mariotti Brian Richard Chief Executive Officer Option exercise +4,688 111,636
2023-04-17 Mariotti Brian Richard Chief Executive Officer Option exercise · Restricted Stock Units −4,688 0
2023-03-09 Perlmutter Andrew Mark PRESIDENT Sale −5,941 $8.29 $49K 114,304
2023-03-09 Daw Tracy D CHIEF LEGAL OFFICER Sale −2,284 $8.29 $19K 41,857

Page 24 of 131 · 2,604 trades