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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-05-24 LUNSFORD MICHAEL C Director Option exercise · Restricted Stock Units −2,080 0
2023-05-24 DENSON CHARLES D Director Option exercise +2,080 163,781
2023-05-24 DENSON CHARLES D Director Option exercise · Restricted Stock Units −2,080 0
2023-05-24 Levy Sarah Kirshbaum Director Option exercise +2,080 8,581
2023-05-24 Levy Sarah Kirshbaum Director Option exercise · Restricted Stock Units −2,080 0
2023-05-24 Paul Richard A. Director Option exercise +2,080 2,175
2023-05-24 Paul Richard A. Director Option exercise · Restricted Stock Units −2,080 0
2023-05-19 TCG Capital Management, LP Director Option exercise +95 95
2023-05-19 TCG Capital Management, LP Director Option exercise · Restricted Stock Units −95 0
2023-05-19 Jacobs Jesse Director Option exercise +95 95
2023-05-19 Jacobs Jesse Director Option exercise · Restricted Stock Units −95 0
2023-05-19 Paul Richard A. Director Option exercise +95 95
2023-05-19 Paul Richard A. Director Option exercise · Restricted Stock Units −95 0
2023-05-15 Oddie Andrew David CHIEF REVENUE OFFICER Sale −9,588 $11.19 $107K 44,730
2023-05-12 Oddie Andrew David CHIEF REVENUE OFFICER Option exercise +19,323 54,318
2023-05-12 Oddie Andrew David CHIEF REVENUE OFFICER Option exercise · Restricted Stock Units −19,323 38,648
2023-05-02 Perlmutter Andrew Mark PRESIDENT Sale 10b5-1 −8,054 $9.40 $76K 122,358
2023-05-02 Daw Tracy D CHIEF LEGAL OFFICER Sale 10b5-1 −3,004 $9.40 $28K 46,362
2023-05-01 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Option exercise +18,081 140,925
2023-05-01 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Option exercise · Restricted Stock Units −18,081 18,081

Page 23 of 131 · 2,604 trades