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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-08-22 Working Capital Advisors (UK) Ltd. 10% owner Purchase +71,247 $6.21 $443K 6,123,923
2023-08-17 Nave Steve CFO and COO Purchase +55,500 $5.45 $303K 55,500
2023-08-17 Working Capital Advisors (UK) Ltd. 10% owner Purchase +234,264 $5.41 $1.3M 6,052,676
2023-08-16 Working Capital Advisors (UK) Ltd. 10% owner Purchase +256,561 $5.34 $1.4M 5,818,412
2023-08-11 Oddie Andrew David CHIEF REVENUE OFFICER Grant or award · Restricted Stock Units +15,000 15,000
2023-08-11 Nave Steve CFO and COO Grant or award · Restricted Stock Units +30,000 30,000
2023-08-11 Perlmutter Andrew Mark PRESIDENT Grant or award · Restricted Stock Units +30,000 30,000
2023-08-11 Daw Tracy D CHIEF LEGAL OFFICER Grant or award · Restricted Stock Units +15,000 15,000
2023-08-02 Perlmutter Andrew Mark PRESIDENT Sale 10b5-1 −24,653 $7.56 $186K 289,023
2023-08-01 Perlmutter Andrew Mark PRESIDENT Sale 10b5-1 −142,012 $8.04 $1.1M 313,676
2023-07-30 Perlmutter Andrew Mark PRESIDENT Option exercise 10b5-1 +333,330 455,688
2023-07-30 Perlmutter Andrew Mark PRESIDENT Option exercise · Restricted Stock Units 10b5-1 −333,330 0
2023-07-30 Mariotti Brian Richard Director Option exercise +666,670 807,595
2023-07-30 Mariotti Brian Richard Director Option exercise · Restricted Stock Units −666,670 0
2023-07-27 EDWARDS TREVOR A Director Option exercise +1,342 1,342
2023-07-27 EDWARDS TREVOR A Director Option exercise · Restricted Stock Units −1,342 0
2023-07-19 LUNSFORD MICHAEL C Interim CEO Grant or award · Restricted Stock Units +120,000 120,000
2023-06-13 TCG Capital Management, LP Director Grant or award · Restricted Stock Units +4,688 4,688
2023-06-13 TCG Capital Management, LP Director Grant or award · Option to Purchase Class A Common Stock +11,700 11,700
2023-06-13 Jacobs Jesse Director Grant or award · Restricted Stock Units +4,688 4,688

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