Sign in

CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

Sign in to watch
Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2018-09-18 Daw Tracy D SEE REMARKS Sale −8,300 $20.48 $170K 0
2018-09-18 Daw Tracy D SEE REMARKS Conversion · Common Units −10,000 91,063
2018-09-17 Perlmutter Andrew Mark PRESIDENT Conversion +55,000 55,000
2018-09-17 Perlmutter Andrew Mark PRESIDENT Returned to the company −55,000 83,258
2018-09-17 Perlmutter Andrew Mark PRESIDENT Sale −39,811 $19.86 $791K 15,189
2018-09-17 Perlmutter Andrew Mark PRESIDENT Sale −15,189 $20.42 $310K 0
2018-09-17 Perlmutter Andrew Mark PRESIDENT Conversion · Common Units −55,000 342,833
2018-07-31 DENSON CHARLES D Director Grant or award · Option to Purchase Class A Common Stock +20,000 20,000
2018-07-31 IRVINE DIANE M Director Grant or award · Option to Purchase Class A Common Stock +20,000 20,000
2018-07-30 Perlmutter Andrew Mark PRESIDENT Grant or award · Restricted Stock Units +333,330 333,330
2018-07-30 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Grant or award · Restricted Stock Units +666,670 666,670
2018-06-27 Nickel Russell Eugene CHIEF FINANCIAL OFFICER Grant or award · Restricted Stock Units +8,620 8,620
2018-06-27 Nickel Russell Eugene CHIEF FINANCIAL OFFICER Grant or award · Option to Purchase Class A Common Stock +78,350 78,350
2018-06-27 Perlmutter Andrew Mark PRESIDENT Grant or award · Restricted Stock Units +225,000 225,000
2018-06-27 Perlmutter Andrew Mark PRESIDENT Grant or award · Restricted Stock Units +17,330 17,330
2018-06-27 Perlmutter Andrew Mark PRESIDENT Grant or award · Option to Purchase Class A Common Stock +157,540 157,540
2018-06-27 Daw Tracy D SEE REMARKS Grant or award · Restricted Stock Units +8,020 8,020
2018-06-27 Daw Tracy D SEE REMARKS Grant or award · Option to Purchase Class A Common Stock +72,890 72,890
2018-06-27 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Grant or award · Restricted Stock Units +34,660 34,660
2018-06-27 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Grant or award · Option to Purchase Class A Common Stock +315,070 315,070

Page 130 of 131 · 2,604 trades