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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-02-13 McNally Richard L. 10% owner Sale −41,000 $18.45 $756K 1,107,000
2019-02-12 McNally Richard L. 10% owner Sale −12,097 $18.11 $219K 252,000
2019-02-12 McNally Richard L. 10% owner Sale −55,109 $18.11 $998K 1,148,000
2019-02-11 McNally Richard L. 10% owner Conversion +270,000 270,000
2019-02-11 McNally Richard L. 10% owner Returned to the company −270,000 973,138
2019-02-11 McNally Richard L. 10% owner Sale −5,903 $17.49 $103K 264,097
2019-02-11 McNally Richard L. 10% owner Conversion +1,230,000 1,230,000
2019-02-11 McNally Richard L. 10% owner Returned to the company −1,230,000 4,456,538
2019-02-11 McNally Richard L. 10% owner Sale −26,891 $17.49 $470K 1,203,109
2019-02-11 McNally Richard L. 10% owner Conversion · Common Units −270,000 973,138
2019-02-11 McNally Richard L. 10% owner Conversion · Common Units −1,230,000 4,456,538
2019-01-25 Perlmutter Andrew Mark PRESIDENT Conversion +10,000 66,250
2019-01-25 Perlmutter Andrew Mark PRESIDENT Returned to the company −10,000 43,258
2019-01-25 Perlmutter Andrew Mark PRESIDENT Sale −10,000 $18.01 $180K 56,250
2019-01-25 Perlmutter Andrew Mark PRESIDENT Conversion · Common Units −10,000 302,833
2019-01-09 Perlmutter Andrew Mark PRESIDENT Conversion +3,678 59,928
2019-01-09 Perlmutter Andrew Mark PRESIDENT Returned to the company −3,678 53,258
2019-01-09 Perlmutter Andrew Mark PRESIDENT Sale −3,678 $15.10 $56K 56,250
2019-01-09 Perlmutter Andrew Mark PRESIDENT Conversion · Common Units −3,678 312,833
2019-01-08 Perlmutter Andrew Mark PRESIDENT Conversion +1,800 58,050

Page 128 of 131 · 2,604 trades