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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-03-01 Fundamental Capital Partners, LLC 10% owner Sale −4,194 $24.20 $102K 139,161
2019-03-01 Fundamental Capital Partners, LLC 10% owner Sale −77,069 $21.33 $1.6M 687,243
2019-03-01 Fundamental Capital Partners, LLC 10% owner Sale −24,319 $22.66 $551K 662,924
2019-03-01 Fundamental Capital Partners, LLC 10% owner Sale −9,866 $23.22 $229K 653,058
2019-03-01 Fundamental Capital Partners, LLC 10% owner Sale −19,106 $24.20 $462K 633,952
2019-02-28 Fundamental Capital Partners, LLC 10% owner Sale −14,573 $20.52 $299K 167,777
2019-02-28 Fundamental Capital Partners, LLC 10% owner Sale −66,390 $20.52 $1.4M 764,312
2019-02-27 Fundamental Capital Partners, LLC 10% owner Sale −570 $20.25 $12K 182,350
2019-02-27 Fundamental Capital Partners, LLC 10% owner Sale −2,597 $20.25 $53K 830,702
2019-02-26 Fundamental Capital Partners, LLC 10% owner Sale −9,588 $20.09 $193K 182,920
2019-02-26 Fundamental Capital Partners, LLC 10% owner Sale −43,678 $20.09 $878K 833,299
2019-02-26 Fundamental Capital Partners, LLC 10% owner Sale −570 $20.25 $12K 182,350
2019-02-26 Fundamental Capital Partners, LLC 10% owner Sale −2,597 $20.25 $53K 830,702
2019-02-25 Fundamental Capital Partners, LLC 10% owner Sale −9,588 $20.09 $193K 182,920
2019-02-25 Fundamental Capital Partners, LLC 10% owner Sale −43,678 $20.09 $878K 833,299
2019-02-25 Perlmutter Andrew Mark PRESIDENT Conversion +9,598 65,848
2019-02-25 Perlmutter Andrew Mark PRESIDENT Returned to the company −9,598 28,258
2019-02-25 Perlmutter Andrew Mark PRESIDENT Sale −9,598 $20.01 $192K 56,250
2019-02-25 Perlmutter Andrew Mark PRESIDENT Conversion · Common Units −9,598 287,833
2019-02-25 McNally Richard L. 10% owner Sale −9,054 $19.92 $180K 192,508

Page 126 of 131 · 2,604 trades