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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-05-01 Nickel Russell Eugene CHIEF FINANCIAL OFFICER Returned to the company −40,000 44,163
2019-05-01 Nickel Russell Eugene CHIEF FINANCIAL OFFICER Sale −40,000 $20.14 $806K 0
2019-05-01 Nickel Russell Eugene CHIEF FINANCIAL OFFICER Conversion · Common Units −40,000 251,823
2019-05-01 Daw Tracy D SEE REMARKS Conversion +10,000 10,000
2019-05-01 Daw Tracy D SEE REMARKS Returned to the company −10,000 23,436
2019-05-01 Daw Tracy D SEE REMARKS Sale −10,000 $20.13 $201K 0
2019-05-01 Daw Tracy D SEE REMARKS Conversion · Common Units −10,000 81,063
2019-04-17 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Grant or award · Restricted Stock Units +18,750 18,750
2019-04-17 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Grant or award · Option to Purchase Class A Common Stock +170,450 170,450
2019-04-03 Fundamental Capital Partners, LLC 10% owner Conversion +180,000 180,000
2019-04-03 Fundamental Capital Partners, LLC 10% owner Returned to the company −180,000 793,138
2019-04-03 Fundamental Capital Partners, LLC 10% owner Conversion +820,000 820,000
2019-04-03 Fundamental Capital Partners, LLC 10% owner Returned to the company −820,000 3,636,538
2019-04-03 Fundamental Capital Partners, LLC 10% owner Conversion · Common Units −180,000 793,138
2019-04-03 Fundamental Capital Partners, LLC 10% owner Conversion · Common Units −820,000 3,636,538
2019-04-01 Perlmutter Andrew Mark PRESIDENT Conversion +55,000 111,250
2019-04-01 Perlmutter Andrew Mark PRESIDENT Returned to the company −28,258 0
2019-04-01 Perlmutter Andrew Mark PRESIDENT Sale −55,000 $21.54 $1.2M 56,250
2019-04-01 Perlmutter Andrew Mark PRESIDENT Conversion · Common Units −55,000 232,833
2019-03-14 Fundamental Capital Partners, LLC 10% owner Sale −40,732 $21.04 $857K 0

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