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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-06-25 Kriger Adam M. Director Grant or award · Restricted Stock Units +1,592 1,592
2019-06-25 ACON Funko Manager, L.L.C. Director Grant or award · Stock Option (Right to buy) +3,927 3,927
2019-06-25 ACON Funko Manager, L.L.C. Director Grant or award · Restricted Stock Units +1,592 1,592
2019-06-25 IRVINE DIANE M Director Grant or award · Restricted Stock Units +1,592 1,592
2019-06-25 IRVINE DIANE M Director Grant or award · Option to Purchase Class A Common Stock +3,927 3,927
2019-06-25 DENSON CHARLES D Director Grant or award · Restricted Stock Units +1,592 1,592
2019-06-25 DENSON CHARLES D Director Grant or award · Option to Purchase Class A Common Stock +3,927 3,927
2019-06-25 LUNSFORD MICHAEL C Director Grant or award · Restricted Stock Units +1,592 1,592
2019-06-25 LUNSFORD MICHAEL C Director Grant or award · Option to Purchase Class A Common Stock +3,927 3,927
2019-06-24 Nickel Russell Eugene CHIEF FINANCIAL OFFICER Conversion +1,155 1,155
2019-06-24 Nickel Russell Eugene CHIEF FINANCIAL OFFICER Sale −1,155 $25.00 $29K 0
2019-06-24 Nickel Russell Eugene CHIEF FINANCIAL OFFICER Conversion · Common Units −1,155 203,337
2019-06-24 Fundamental Capital Partners, LLC 10% owner Sale −288 $25.00 $7K 71,010
2019-06-24 Fundamental Capital Partners, LLC 10% owner Sale −1,312 $25.00 $33K 323,490
2019-06-21 Fundamental Capital Partners, LLC 10% owner Sale −5,033 $25.00 $126K 71,298
2019-06-21 Fundamental Capital Partners, LLC 10% owner Sale −22,928 $25.00 $573K 324,802
2019-06-21 Nickel Russell Eugene CHIEF FINANCIAL OFFICER Conversion +27,331 27,331
2019-06-21 Nickel Russell Eugene CHIEF FINANCIAL OFFICER Returned to the company −24,163 0
2019-06-21 Nickel Russell Eugene CHIEF FINANCIAL OFFICER Sale −27,331 $25.01 $684K 0
2019-06-21 Nickel Russell Eugene CHIEF FINANCIAL OFFICER Conversion · Common Units −27,331 204,492

Page 121 of 131 · 2,604 trades