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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2019-09-19 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Conversion +400,000 408,665
2019-09-19 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Returned to the company −400,000 2,631,689
2019-09-19 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Sale −400,000 $25.42 $10.2M 8,665
2019-09-19 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Conversion · Common Units −400,000 3,358,496
2019-09-03 Levy Sarah Kirshbaum Director Grant or award · Restricted Stock Units +1,292 1,292
2019-09-03 Levy Sarah Kirshbaum Director Grant or award · Option to Purchase Class A Common Stock +3,916 3,916
2019-08-20 Fundamental Capital Partners, LLC 10% owner Sale −10,547 $22.71 $239K 182,286
2019-08-20 Fundamental Capital Partners, LLC 10% owner Sale −48,045 $22.71 $1.1M 830,414
2019-08-19 Fundamental Capital Partners, LLC 10% owner Sale −10,888 $22.63 $246K 192,832
2019-08-19 Fundamental Capital Partners, LLC 10% owner Sale −49,603 $22.63 $1.1M 878,460
2019-08-15 Fundamental Capital Partners, LLC 10% owner Conversion +180,000 203,721
2019-08-15 Fundamental Capital Partners, LLC 10% owner Returned to the company −180,000 433,138
2019-08-15 Fundamental Capital Partners, LLC 10% owner Conversion +820,000 928,062
2019-08-15 Fundamental Capital Partners, LLC 10% owner Returned to the company −820,000 1,996,538
2019-08-15 Fundamental Capital Partners, LLC 10% owner Conversion · Common Units −180,000 433,138
2019-08-15 Fundamental Capital Partners, LLC 10% owner Conversion · Common Units −820,000 1,996,538
2019-08-14 Fundamental Capital Partners, LLC 10% owner Sale −1,278 $23.53 $30K 23,721
2019-08-14 Fundamental Capital Partners, LLC 10% owner Sale −5,822 $23.53 $137K 108,062
2019-08-13 Jung Jennifer Fall Chief Financial Officer Grant or award · Restricted Stock Units +8,928 8,928
2019-08-13 Jung Jennifer Fall Chief Financial Officer Grant or award · Option to Purchase Class A Common Stock +81,168 81,168

Page 116 of 131 · 2,604 trades