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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-05-27 LUNSFORD MICHAEL C Director Grant or award · Restricted Stock Units +3,616 3,616
2020-05-27 LUNSFORD MICHAEL C Director Grant or award · Option to Purchase Class A Common Stock +5,900 5,900
2020-04-29 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Grant or award · Restricted Stock Units +72,324 72,324
2020-04-29 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Grant or award · Option to Purchase Class A Common Stock +117,200 117,200
2020-04-29 Perlmutter Andrew Mark PRESIDENT Grant or award · Restricted Stock Units +39,778 39,778
2020-04-29 Perlmutter Andrew Mark PRESIDENT Grant or award · Option to Purchase Class A Common Stock +64,500 64,500
2020-04-29 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Grant or award · Restricted Stock Units +30,738 30,738
2020-04-29 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Grant or award · Option to Purchase Class A Common Stock +49,800 49,800
2020-04-29 Daw Tracy D SEE REMARKS Grant or award · Restricted Stock Units +18,081 18,081
2020-04-29 Daw Tracy D SEE REMARKS Grant or award · Option to Purchase Class A Common Stock +29,300 29,300
2020-04-17 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Option exercise +4,687 13,352
2020-04-17 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Option exercise · Restricted Stock Units −4,687 14,063
2020-04-09 Daw Tracy D SEE REMARKS Sale −431 $3.56 $2K 5,888
2020-03-04 Perlmutter Andrew Mark PRESIDENT Option exercise +2,925 119,757
2020-03-04 Perlmutter Andrew Mark PRESIDENT Option exercise · Restricted Stock Units −2,925 8,775
2020-03-04 Daw Tracy D SEE REMARKS BELOW Option exercise +1,367 3,372
2020-03-04 Daw Tracy D SEE REMARKS BELOW Option exercise · Restricted Stock Units −1,367 4,103
2019-11-20 DENSON CHARLES D Director Purchase +36,000 $13.84 $498K 94,900
2019-10-21 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Conversion +50,000 58,665
2019-10-21 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Returned to the company −50,000 2,531,689

Page 113 of 131 · 2,604 trades