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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-09-16 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Grant or award · Restricted Stock Units +71,189 71,189
2020-09-03 Levy Sarah Kirshbaum Director Option exercise +1,292 1,292
2020-09-03 Levy Sarah Kirshbaum Director Option exercise · Restricted Stock Units −1,292 0
2020-08-13 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Sale −554 $6.22 $3K 1,678
2020-08-13 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Option exercise +2,232 2,232
2020-08-13 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Option exercise · Restricted Stock Units +2,232 6,696
2020-06-27 Daw Tracy D SEE REMARKS Option exercise +2,005 5,377
2020-06-27 Daw Tracy D SEE REMARKS Option exercise · Restricted Stock Units −2,005 4,010
2020-06-27 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Option exercise +8,665 22,017
2020-06-27 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Option exercise · Restricted Stock Units −8,665 17,330
2020-06-27 Perlmutter Andrew Mark PRESIDENT Option exercise +4,333 124,090
2020-06-27 Perlmutter Andrew Mark PRESIDENT Returned to the company · Restricted Stock Units −4,333 8,665
2020-06-25 Kriger Adam M. Director Option exercise +1,592 1,592
2020-06-25 Kriger Adam M. Director Option exercise · Restricted Stock Units −1,592 0
2020-06-25 Dellomo Gino Director Option exercise +1,592 1,592
2020-06-25 Dellomo Gino Director Option exercise · Restricted Stock Units −1,592 0
2020-06-25 Brotman Kenneth R. Director Option exercise +1,592 1,592
2020-06-25 Brotman Kenneth R. Director Option exercise · Restricted Stock Units −1,592 0
2020-06-25 ACON Funko Manager, L.L.C. Director Option exercise +4,776 4,776
2020-06-25 ACON Funko Manager, L.L.C. Director Option exercise · Restricted Stock Units −4,776 0

Page 111 of 131 · 2,604 trades