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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-04-29 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Option exercise · Restricted Stock Units −18,081 54,243
2021-04-21 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Grant or award · Restricted Stock Units +44,830 44,830
2021-04-21 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Grant or award · Option to Purchase Class A Common Stock +117,200 117,200
2021-04-21 Perlmutter Andrew Mark PRESIDENT Grant or award · Restricted Stock Units +24,656 24,656
2021-04-21 Perlmutter Andrew Mark PRESIDENT Grant or award · Option to Purchase Class A Common Stock +64,500 64,500
2021-04-21 Daw Tracy D SEE REMARKS Grant or award · Restricted Stock Units +11,955 11,955
2021-04-21 Daw Tracy D SEE REMARKS Grant or award · Option to Purchase Class A Common Stock +31,300 31,300
2021-04-21 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Grant or award · Restricted Stock Units +20,173 20,173
2021-04-21 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Grant or award · Option to Purchase Class A Common Stock +52,700 52,700
2021-04-17 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Option exercise +4,688 26,705
2021-04-17 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Option exercise · Restricted Stock Units −4,688 9,375
2021-03-17 Daw Tracy D SEE REMARKS Sale −4,946 $18.08 $89K 1,799
2021-03-17 Perlmutter Andrew Mark PRESIDENT Sale −56,250 $18.12 $1.0M 127,015
2021-03-04 Daw Tracy D SEE REMARKS BELOW Option exercise +1,368 6,745
2021-03-04 Daw Tracy D SEE REMARKS BELOW Option exercise · Restricted Stock Units −1,368 2,735
2021-03-04 Perlmutter Andrew Mark PRESIDENT Option exercise +2,925 183,265
2021-03-04 Perlmutter Andrew Mark PRESIDENT Option exercise · Restricted Stock Units −2,925 5,850
2020-10-01 Perlmutter Andrew Mark PRESIDENT Option exercise +56,250 180,340
2020-10-01 Perlmutter Andrew Mark PRESIDENT Option exercise · Restricted Stock Units −56,250 56,250
2020-09-16 Daw Tracy D SEE REMARKS Grant or award · Restricted Stock Units +67,001 67,001

Page 110 of 131 · 2,604 trades