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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-05-27 Kriger Adam M. Director Option exercise +3,616 3,616
2021-05-27 Kriger Adam M. Director Option exercise · Restricted Stock Units −3,616 0
2021-05-27 Dellomo Gino Director Option exercise +3,616 3,616
2021-05-27 Dellomo Gino Director Option exercise · Restricted Stock Units −3,616 0
2021-05-27 Brotman Kenneth R. Director Option exercise +3,616 3,616
2021-05-27 Brotman Kenneth R. Director Option exercise · Restricted Stock Units −3,616 0
2021-05-27 ACON Funko Manager, L.L.C. Director Option exercise +10,848 10,848
2021-05-27 ACON Funko Manager, L.L.C. Director Option exercise · Restricted Stock Units −10,848 0
2021-05-20 Daw Tracy D SEE REMARKS Option exercise +30,000 $12.00 $360K 35,888
2021-05-20 Daw Tracy D SEE REMARKS Sale −30,000 $24.59 $738K 5,888
2021-05-20 Daw Tracy D SEE REMARKS Option exercise · OPTION TO PURCHASE CLASS A COMMON STOCK −30,000 73,000
2021-05-14 Perlmutter Andrew Mark PRESIDENT Sale −15,000 $24.48 $367K 121,959
2021-04-30 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Sale −1,932 $21.42 $41K 7,430
2021-04-29 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Option exercise +7,684 9,362
2021-04-29 Fall Jung Jennifer CHIEF FINANCIAL OFFICER Grant or award · Restricted Stock Units −7,684 23,054
2021-04-29 Daw Tracy D SEE REMARKS Option exercise +4,520 6,319
2021-04-29 Daw Tracy D SEE REMARKS Option exercise · Restricted Stock Units −4,520 13,561
2021-04-29 Perlmutter Andrew Mark PRESIDENT Option exercise +9,944 136,959
2021-04-29 Perlmutter Andrew Mark PRESIDENT Option exercise · Restricted Stock Units −9,944 29,834
2021-04-29 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Option exercise +18,081 44,786

Page 109 of 131 · 2,604 trades