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CIK 0001704711 · Accelerated filer<br>Smaller reporting company

Funko, Inc.

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Ticker
FNKO
Exchange
Nasdaq
Industry
Games, Toys & Children's Vehicles (No Dolls & Bicycles)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
425-783-3616
Business address
2802 WETMORE AVE, EVERETT, WA, 98201
Open-market buys, last 90 days
$499,995
in 1 filing
Open-market sales, last 90 days
$1,363,088
in 3 filings, $310K under 10b5-1 plans

Net −$863,092. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Simon Josh −$1.1M Chief Executive Officer sold 55% of stake
  2. DENSON CHARLES D +$500K Director 1 filing
  3. Le Pendeven Yves −$310K CFO sold 100% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2021-06-11 Kriger Adam M. Director Sale −13,425 $23.38 $314K 1,760,655
2021-06-11 Kriger Adam M. Director Sale −37,482 $23.38 $876K 4,915,531
2021-06-11 Kriger Adam M. Director Sale −36 $23.38 $842 15,588
2021-06-11 Kriger Adam M. Director Returned to the company −67,216 8,814,904
2021-06-11 Kriger Adam M. Director Conversion · Common Units of Funko Acquisition Holdings, L.L.C. −67,216 8,814,904
2021-06-08 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Conversion +118,327 163,113
2021-06-08 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Returned to the company −118,327 1,744,679
2021-06-08 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Sale −118,327 $23.97 $2.8M 44,786
2021-06-08 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Conversion · Common Units −118,327 2,471,486
2021-06-07 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Conversion +87,020 131,806
2021-06-07 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Returned to the company −87,020 1,863,006
2021-06-07 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Sale −87,020 $23.70 $2.1M 44,786
2021-06-07 Mariotti Brian Richard CHIEF EXECUTIVE OFFICER Conversion · Common Units −87,020 2,589,813
2021-06-04 ACON Funko Manager, L.L.C. Director Grant or award · Stock Option (Right to buy) +11,949 11,949
2021-06-04 ACON Funko Manager, L.L.C. Director Grant or award · Restricted Stock Units +4,779 4,779
2021-06-04 Brotman Kenneth R. Director Grant or award · Stock Option (Right to buy) +3,983 3,983
2021-06-04 Brotman Kenneth R. Director Grant or award · Restricted Stock Units +1,593 1,593
2021-06-04 Dellomo Gino Director Grant or award · Stock Option (Right to buy) +3,983 3,983
2021-06-04 Dellomo Gino Director Grant or award · Restricted Stock Units +1,593 1,593
2021-06-04 Kriger Adam M. Director Grant or award · Stock Option (Right to buy) +3,983 3,983

Page 106 of 131 · 2,604 trades