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CIK 0001650648 · Non-accelerated filer<br>Smaller reporting company

4D Molecular Therapeutics, Inc.

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Ticker
FDMT
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
473506994
Phone
5105052680
Business address
5858 HORTON STREET #455, EMERYVILLE, CA, 94608
Former names
4D Molecular Therapeutics Inc., 4D Molecular Therapeutics Inc
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$2,724,648
in 7 filings, $2.7M under 10b5-1 plans

Net −$2,724,648. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Kirn David −$2.7M See Remarks sold 21% of stake
  2. Bizily Scott −$71K Chief Legal Officer sold 39% of stake
Date Insider Transaction Shares Price Value Owned after
2021-04-12 Moretti August J Chief Financial Officer Option exercise +1,000 $9.41 $9K 2,000
2021-04-12 Moretti August J Chief Financial Officer Option exercise · Stock Option (Right to Buy) −1,000 223,060
2021-03-08 Kamal Fariborz See Remarks Grant or award · Stock Option (Right to Buy) +60,000 60,000
2021-03-08 Kirn David See Remarks Grant or award · Stock Option (Right to Buy) +150,000 150,000
2021-03-08 Moretti August J See Remarks Grant or award · Stock Option (Right to Buy) +70,000 70,000
2020-12-15 MILLIGAN JOHN F Director Purchase +100,000 $23.00 $2.3M 100,000
2020-12-15 Kamal Fariborz See Remarks Purchase +4,347 $23.00 $100K 4,347
2020-12-15 YAO TONY DUNG LING Director Conversion +2,864 2,864
2020-12-15 YAO TONY DUNG LING Director Conversion +455,326 455,326
2020-12-15 YAO TONY DUNG LING Director Conversion +180,554 635,880
2020-12-15 YAO TONY DUNG LING Director Purchase +425,000 $23.00 $9.8M 1,060,880
2020-12-15 YAO TONY DUNG LING Director Conversion · Series B Preferred Stock −2,864 0
2020-12-15 YAO TONY DUNG LING Director Conversion · Series B Preferred Stock −455,326 0
2020-12-15 YAO TONY DUNG LING Director Conversion · Series C Preferred Stock −180,554 0
2020-12-15 VIKING GLOBAL INVESTORS LP 10% owner Conversion +2,004,581 2,004,581
2020-12-15 VIKING GLOBAL INVESTORS LP 10% owner Conversion +833,333 2,837,914
2020-12-15 VIKING GLOBAL INVESTORS LP 10% owner Purchase +1,100,000 $23.00 $25.3M 3,937,914
2020-12-15 VIKING GLOBAL INVESTORS LP 10% owner Conversion · Series B Redeemable Convertible Preferred Stock −2,004,581 0
2020-12-15 VIKING GLOBAL INVESTORS LP 10% owner Conversion · Series C Redeemable Convertible Preferred Stock −833,333 0

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