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CIK 0001618835 · Non-accelerated filer<br>Smaller reporting company

Evofem Biosciences, Inc.

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Ticker
EVFM
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
208527075
Phone
(858) 550-1900
Business address
12400 HIGH BLUFF DRIVE, SUITE 600, SAN DIEGO, CA, 92130
Former names
Neothetics, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2019-06-05 O'Brien Anthony Stephen Director Grant or award · Common Stock +50,000 50,000
2019-06-05 Hall William Walmsley Director Grant or award · Stock option (right to buy) +50,000 50,000
2019-06-05 Greer Gillian Director Grant or award · Stock option (right to buy) +50,000 50,000
2019-05-22 Kamdar Kim P. Director Other acquisition +4,287 4,287
2019-05-21 Kamdar Kim P. Director Sale −655 $5.07 $3K 0
2019-04-10 Invesco Ltd. 10% owner Other acquisition · Right to Purchase +2,222,222 $0.00 $222 2,777,778
2019-04-10 Invesco Ltd. 10% owner Other acquisition · Right to Purchase +555,556 $0.00 $56 2,777,778
2019-04-01 File Justin J. Chief Financial Officer Shares withheld for taxes −1,292 $3.55 $5K 229,198
2019-04-01 Fitzpatrick Alexander A General Counsel and Secretary Shares withheld for taxes −1,298 $3.55 $5K 106,325
2019-04-01 Culwell Kelly Chief Medical Officer Shares withheld for taxes −1,022 $3.55 $4K 60,963
2019-04-01 Lynch Thomas G Director Grant or award · Restricted Stock Units +150,000 150,000
2019-04-01 Barrans Russell Chief Commercial Officer Shares withheld for taxes −1,160 $3.55 $4K 86,381
2019-04-01 PELLETIER SAUNDRA L Chief Executive Officer Shares withheld for taxes −3,731 $3.55 $13K 488,082
2019-02-25 File Justin J. Chief Financial Officer Grant or award +50,000 230,490
2019-02-25 PELLETIER SAUNDRA L Chief Executive Officer Grant or award +150,000 491,813
2019-02-25 Fitzpatrick Alexander A General Counsel and Secretary Grant or award +50,000 107,623
2019-02-25 Culwell Kelly Chief Medical Officer Grant or award +50,000 61,985
2019-02-25 Barrans Russell Chief Commercial Officer Grant or award +75,000 87,541
2019-02-08 Invesco Ltd. 10% owner Purchase +425,531 $2.64 $1.1M 9,590,688
2019-02-08 Invesco Ltd. 10% owner Purchase · Warrants +212,765 $0.00 $21 212,765

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