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CIK 0001618835 · Non-accelerated filer<br>Smaller reporting company

Evofem Biosciences, Inc.

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Ticker
EVFM
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
208527075
Phone
(858) 550-1900
Business address
12400 HIGH BLUFF DRIVE, SUITE 600, SAN DIEGO, CA, 92130
Former names
Neothetics, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2019-08-22 Barrans Russell Chief Commercial Officer Shares withheld for taxes −962 $5.13 $5K 216,197
2019-08-22 Culwell Kelly Chief Medical Officer Shares withheld for taxes −864 $5.13 $4K 54,912
2019-08-22 Fitzpatrick Alexander A General Counsel and Secretary Shares withheld for taxes −1,296 $5.13 $7K 97,252
2019-08-22 File Justin J. Chief Financial Officer Shares withheld for taxes −1,558 $5.13 $8K 217,455
2019-07-08 Barrans Russell Chief Commercial Officer Grant or award +150,000 230,416
2019-07-08 Barrans Russell Chief Commercial Officer Shares withheld for taxes −13,257 $4.99 $66K 217,159
2019-06-30 Lynch Thomas G Director Option exercise +37,500 212,500
2019-06-30 Lynch Thomas G Director Option exercise · Restricted Stock Units −37,500 112,500
2019-06-10 Barrans Russell Chief Commercial Officer Shares withheld for taxes −5,965 $6.36 $38K 80,416
2019-06-10 Culwell Kelly Chief Medical Officer Shares withheld for taxes −5,187 $6.36 $33K 55,776
2019-06-10 File Justin J. Chief Financial Officer Shares withheld for taxes −10,185 $6.36 $65K 219,013
2019-06-10 PELLETIER SAUNDRA L Chief Executive Officer Shares withheld for taxes −35,826 $6.36 $228K 452,256
2019-06-10 Fitzpatrick Alexander A General Counsel and Secretary Shares withheld for taxes −7,777 $6.36 $49K 98,548
2019-06-10 Invesco Ltd. 10% owner Purchase +2,222,222 $4.50 $10.0M 11,812,910
2019-06-10 Invesco Ltd. 10% owner Other disposition · Warrants −212,765 $0.00 $21 555,556
2019-06-10 Invesco Ltd. 10% owner Other acquisition · Right to Purchase +555,556 $0.00 $56 555,556
2019-06-10 PDL BIOPHARMA, INC. 10% owner Purchase +6,666,667 $4.50 $30.0M 13,333,334
2019-06-10 PDL BIOPHARMA, INC. 10% owner Grant or award · Warrants (Right to Buy) +1,666,667 1,666,667
2019-06-05 Kamdar Kim P. Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2019-06-05 Rutherford Colin Director Grant or award · Stock option (right to buy) +50,000 50,000

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