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CIK 0001618835 · Non-accelerated filer<br>Smaller reporting company

Evofem Biosciences, Inc.

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Ticker
EVFM
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
208527075
Phone
(858) 550-1900
Business address
12400 HIGH BLUFF DRIVE, SUITE 600, SAN DIEGO, CA, 92130
Former names
Neothetics, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2020-06-12 Kamdar Kim P. Director Purchase +5,000 $2.94 $15K 9,287
2020-06-12 File Justin J. Chief Financial Officer Purchase +8,500 $3.14 $27K 250,408
2020-06-05 Invesco Ltd. 10% owner Purchase +857,143 $3.50 $3.0M 13,226,532
2020-06-05 File Justin J. Chief Financial Officer Shares withheld for taxes −42,810 $3.31 $142K 237,605
2020-06-05 Culwell Kelly Chief Medical Officer Shares withheld for taxes −31,548 $3.31 $104K 115,451
2020-06-05 PELLETIER SAUNDRA L Chief Executive Officer Shares withheld for taxes −85,620 $3.31 $283K 479,085
2020-06-05 Barrans Russell Chief Commercial Officer Shares withheld for taxes −15,455 $3.31 $51K 293,509
2020-06-05 Fitzpatrick Alexander A General Counsel and Secretary Shares withheld for taxes −31,590 $3.31 $105K 134,452
2020-06-04 Link Fund Solutions Ltd 10% owner Sale −9,138,504 $0.23 $2.1M 0
2020-06-04 ACACIA RESEARCH CORP 10% owner Sale −9,138,504 $3.21 $29.3M 1,000
2020-05-26 Invesco Ltd. 10% owner Sale −73,814 $5.79 $427K 12,369,454
2020-05-26 Invesco Ltd. 10% owner Sale −65 $5.98 $389 12,369,389
2020-05-22 PELLETIER SAUNDRA L Chief Executive Officer Shares withheld for taxes −84,525 $4.99 $422K 564,705
2020-05-22 Fitzpatrick Alexander A General Counsel and Secretary Shares withheld for taxes −39,487 $4.99 $197K 166,042
2020-05-22 Culwell Kelly Chief Medical Officer Shares withheld for taxes −39,435 $4.99 $197K 146,999
2020-05-22 Barrans Russell Chief Commercial Officer Shares withheld for taxes −19,474 $4.99 $97K 308,964
2020-05-22 File Justin J. Chief Financial Officer Shares withheld for taxes −42,262 $4.99 $211K 280,415
2020-05-21 PDL BIOPHARMA, INC. 10% owner Other disposition −13,333,334 0
2020-05-15 Invesco Ltd. 10% owner Sale −3,211 $5.04 $16K 12,443,268
2020-05-14 Invesco Ltd. 10% owner Other acquisition +78,013 $5.13 $400K 12,446,479

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