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CIK 0001618835 · Non-accelerated filer<br>Smaller reporting company

Evofem Biosciences, Inc.

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Ticker
EVFM
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
208527075
Phone
(858) 550-1900
Business address
12400 HIGH BLUFF DRIVE, SUITE 600, SAN DIEGO, CA, 92130
Former names
Neothetics, Inc.
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2015-06-16 JANNEY DANIEL Director Grant or award · Stock Option (Right to Buy) +12,450 12,450
2015-06-16 DEMSKI MARTHA J Director Grant or award · Stock Option (Right to Buy) +9,722 9,722
2015-06-16 DEMSKI MARTHA J Director Grant or award · Stock Option (Right to Buy) +12,450 12,450
2015-06-16 Gorbachev Maxim Director Grant or award · Stock Option (Right to Buy) +23,940 23,940
2015-06-16 Gorbachev Maxim Director Grant or award · Stock Option (Right to Buy) +12,450 12,450
2015-06-12 Kemmerer Christopher VP, Pharma Dev & Manufacturing Option exercise +10,848 $1.22 $13K 10,848
2015-06-12 Kemmerer Christopher VP, Pharma Dev & Manufacturing Option exercise · Common Stock (Right to Buy) −10,848 0
2015-03-19 Mahaffey George W President and CEO Purchase +1,000 $7.76 $8K 197,721
2015-02-10 Locke Kenneth W Chief Scientific Officer Grant or award · Stock Option (Right to Buy) +16,288 16,288
2015-02-10 KROCHMAL LINCOLN Chief Medical Officer Grant or award · Stock Option (Right to Buy) +16,288 16,288
2015-02-10 Knudson Susan A. Chief Financial Officer Grant or award · Stock Option (Right to Buy) +45,607 45,607
2015-02-10 Kemmerer Christopher VP, Pharma Dev & Manufacturing Grant or award · Stock Option (Right to Buy) +42,350 42,350
2014-11-25 DP VII ASSOCIATES LP 10% owner Conversion +46,311 46,311
2014-11-25 DP VII ASSOCIATES LP 10% owner Option exercise +1,570 $8.54 $13K 47,881
2014-11-25 DP VII ASSOCIATES LP 10% owner Shares withheld for taxes −958 $14.00 $13K 46,923
2014-11-25 DP VII ASSOCIATES LP 10% owner Option exercise +2,827 $8.54 $24K 49,750
2014-11-25 DP VII ASSOCIATES LP 10% owner Shares withheld for taxes −1,725 $14.00 $24K 48,025
2014-11-25 DP VII ASSOCIATES LP 10% owner Conversion · Series A Preferred Stock −12,578 0
2014-11-25 DP VII ASSOCIATES LP 10% owner Conversion · Series B Preferred Stock −104,247 0
2014-11-25 DP VII ASSOCIATES LP 10% owner Conversion · Series B-2 Preferred Stock −36,913 0

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