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CIK 0001710340 · Non-accelerated filer<br>Smaller reporting company

Eton Pharmaceuticals, Inc.

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Ticker
ETON
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
371858472
Phone
(847) 787-7361
Business address
21925 W. FIELD PARKWAY, SUITE 235, DEER PARK, IL, 60010-7278
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$19,432,082
in 7 filings

Net −$19,432,082. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2025-01-03 Gruber James R. Chief Financial Officer Grant or award · Employee Stock Option (Right to Buy) +38,621 38,621
2025-01-03 Gruber James R. Chief Financial Officer Grant or award · Restricted Stock Units +25,876 25,876
2024-10-23 Opaleye Management Inc. 10% owner Purchase +10,000 $7.98 $80K 2,770,000
2024-10-08 Opaleye Management Inc. 10% owner Purchase +30,000 $7.03 $211K 2,760,000
2024-10-08 Opaleye Management Inc. 10% owner Purchase +3,970 $7.03 $28K 82,070
2024-10-07 Opaleye Management Inc. 10% owner Purchase +10,000 $7.22 $72K 2,730,000
2024-10-07 Opaleye Management Inc. 10% owner Purchase +1,248 $7.22 $9K 78,100
2024-10-04 Opaleye Management Inc. 10% owner Purchase +15,000 $6.77 $102K 2,720,000
2024-10-04 Opaleye Management Inc. 10% owner Purchase +1,852 $6.77 $13K 76,852
2024-10-02 Krempa David Chief Business Officer Grant or award · Restricted Stock Units +42,088 861,374
2024-09-11 Opaleye Management Inc. 10% owner Purchase +45,000 $4.75 $214K 2,705,000
2024-09-11 Opaleye Management Inc. 10% owner Purchase +5,000 $4.75 $24K 75,000
2024-09-10 Opaleye Management Inc. 10% owner Purchase +50,000 $4.65 $233K 2,660,000
2024-09-10 Opaleye Management Inc. 10% owner Purchase +7,500 $4.65 $35K 70,000
2024-02-13 Gruber James R. Chief Financial Officer Grant or award · Stock Option (Right to buy) +144,677 374,763
2024-02-13 Adams Jennifer McKie Director Grant or award · Stock Option (Right to buy) +30,000 133,133
2024-02-13 BRYNJELSEN SEAN President & CEO Grant or award · Stock Option (Right to buy) +438,633 2,473,014
2024-02-13 CASAMENTO CHARLES J Director Grant or award · Stock Option (Right to buy) +30,000 164,555
2024-02-13 Krempa David Chief Business Officer Grant or award · Stock Option (Right to buy) +144,677 813,430
2024-02-13 MAIER PAUL V Director Grant or award · Stock Option (Right to buy) +30,000 164,555

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