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CIK 0001710340 · Non-accelerated filer<br>Smaller reporting company

Eton Pharmaceuticals, Inc.

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Ticker
ETON
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
371858472
Phone
(847) 787-7361
Business address
21925 W. FIELD PARKWAY, SUITE 235, DEER PARK, IL, 60010-7278
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$19,432,082
in 7 filings

Net −$19,432,082. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2018-11-15 CASAMENTO CHARLES J Director Purchase +5,000 $6.00 $30K 68,420
2018-11-15 CASAMENTO CHARLES J Director Conversion · Series A Convertible Preferred Stock −8,000 0
2018-11-15 BRYNJELSEN SEAN President & CEO Conversion +24,940 24,940
2018-11-15 BRYNJELSEN SEAN President & CEO Purchase +10,000 $6.00 $60K 1,010,000
2018-11-15 BRYNJELSEN SEAN President & CEO Conversion · Series A Convertible Preferred Stock −23,000 0
2018-11-15 MAIER PAUL V Director Purchase +5,000 $6.00 $30K 59,745
2018-11-15 RIEDEL NORBERT G Director Purchase +5,000 $6.00 $30K 59,745
2018-11-15 Troutman William Wilson CFO, Treasurer & Secretary Purchase +5,000 $6.00 $30K 5,000
2018-11-15 BAUM MARK L Director Purchase +10,000 $6.00 $60K 10,000

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