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CIK 0001710340 · Non-accelerated filer<br>Smaller reporting company

Eton Pharmaceuticals, Inc.

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Ticker
ETON
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
371858472
Phone
(847) 787-7361
Business address
21925 W. FIELD PARKWAY, SUITE 235, DEER PARK, IL, 60010-7278
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$19,432,082
in 7 filings

Net −$19,432,082. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. BRYNJELSEN SEAN −$6.1M President & CEO sold 9% of stake
  2. MAIER PAUL V −$5.9M Director sold 63% of stake
  3. CASAMENTO CHARLES J −$5.3M Director sold 100% of stake
  4. Krempa David −$1.9M Chief Business Officer sold 40% of stake
  5. Erdogan-Trinkaus Ipek −$236K Chief Commercial Officer sold 46% of stake
Date Insider Transaction Shares Price Value Owned after
2021-04-12 HARROW HEALTH, INC. 10% owner Sale −1,518,000 $7.00 $10.6M 1,982,000
2020-10-16 Opaleye Management Inc. 10% owner Purchase +385,000 $7.00 $2.7M 3,885,000
2020-10-16 Opaleye Management Inc. 10% owner Purchase +15,000 $7.00 $105K 155,000
2020-03-12 BAUM MARK L Director Grant or award · Stock Option (Right to buy) +27,400 27,400
2020-03-12 Troutman William Wilson CFO, Treasurer & Secretary Grant or award · Stock Option (Right to buy) +186,200 186,200
2020-03-12 CASAMENTO CHARLES J Director Grant or award · Stock Option (Right to buy) +27,400 27,400
2020-03-12 MAIER PAUL V Director Grant or award · Stock Option (Right to buy) +27,400 27,400
2020-03-12 RIEDEL NORBERT G Director Grant or award · Stock Option (Right to buy) +27,400 27,400
2020-03-12 BRYNJELSEN SEAN President & CEO Grant or award · Stock Option (Right to buy) +490,000 490,000
2019-08-13 BRYNJELSEN SEAN President & CEO Purchase +5,000 $6.15 $31K 1,025,000
2019-08-09 CASAMENTO CHARLES J Director Purchase +3,500 $6.11 $21K 71,920
2019-05-21 BRYNJELSEN SEAN President & CEO Purchase +8,600 $7.96 $68K 1,020,000
2019-05-20 BRYNJELSEN SEAN President & CEO Purchase +1,400 $7.78 $11K 1,011,400
2019-02-20 RIEDEL NORBERT G Director Grant or award · Stock option (right to buy) +12,500 12,500
2019-02-20 MAIER PAUL V Director Grant or award · Stock option (right to buy) +12,500 12,500
2019-02-20 CASAMENTO CHARLES J Director Grant or award · Stock option (right to buy) +12,500 12,500
2019-02-20 BAUM MARK L Director Grant or award · Stock option (right to buy) +12,500 12,500
2019-02-20 Troutman William Wilson CFO, Treasurer & Secretary Grant or award · Stock option (right to buy) +95,000 95,000
2019-02-20 BRYNJELSEN SEAN President & CEO Grant or award · Stock option (right to buy) +250,000 250,000
2018-11-15 CASAMENTO CHARLES J Director Conversion +8,675 63,420

Page 12 of 13 · 249 trades