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CIK 0001710340 · Non-accelerated filer<br>Smaller reporting company

Eton Pharmaceuticals, Inc.

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Ticker
ETON
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
371858472
Phone
(847) 787-7361
Business address
21925 W. FIELD PARKWAY, SUITE 235, DEER PARK, IL, 60010-7278
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$19,432,082
in 7 filings

Net −$19,432,082. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. BRYNJELSEN SEAN −$6.1M President & CEO sold 9% of stake
  2. MAIER PAUL V −$5.9M Director sold 63% of stake
  3. CASAMENTO CHARLES J −$5.3M Director sold 100% of stake
  4. Krempa David −$1.9M Chief Business Officer sold 40% of stake
  5. Erdogan-Trinkaus Ipek −$236K Chief Commercial Officer sold 46% of stake
Date Insider Transaction Shares Price Value Owned after
2021-08-05 Opaleye Management Inc. 10% owner Sale −5,500 $5.85 $32K 132,100
2021-08-04 Opaleye Management Inc. 10% owner Sale −100,000 $5.75 $575K 3,451,100
2021-08-04 Opaleye Management Inc. 10% owner Sale −4,000 $5.75 $23K 137,600
2021-06-15 Opaleye Management Inc. 10% owner Sale −101,000 $8.07 $815K 3,551,100
2021-06-15 Opaleye Management Inc. 10% owner Sale −4,000 $8.07 $32K 141,600
2021-06-15 Opaleye Management Inc. 10% owner Sale −101,000 $8.07 $815K 3,551,100
2021-06-15 Opaleye Management Inc. 10% owner Sale −4,000 $8.07 $32K 141,600
2021-06-03 BRYNJELSEN SEAN President & CEO Purchase +5,000 $5.96 $30K 1,030,000
2021-05-27 Opaleye Management Inc. 10% owner Sale −121,400 $8.49 $1.0M 3,652,100
2021-05-27 Opaleye Management Inc. 10% owner Sale −4,600 $8.49 $39K 145,600
2021-05-26 Opaleye Management Inc. 10% owner Sale −65,500 $8.57 $561K 3,773,500
2021-05-26 Opaleye Management Inc. 10% owner Sale −2,800 $8.57 $24K 150,200
2021-05-25 Opaleye Management Inc. 10% owner Sale −46,000 $8.53 $392K 3,839,000
2021-05-25 Opaleye Management Inc. 10% owner Sale −2,000 $8.53 $17K 153,000
2021-05-03 CASAMENTO CHARLES J Director Grant or award · Stock Option (Right to buy) +19,655 59,555
2021-05-03 RIEDEL NORBERT G Director Grant or award · Stock Option (Right to buy) +19,655 59,555
2021-05-03 BRYNJELSEN SEAN President & CEO Grant or award · Stock Option(Right to buy) +245,000 1,185,000
2021-05-03 MAIER PAUL V Director Grant or award · Stock Option(Right to buy) +19,655 59,555
2021-05-03 Troutman William Wilson CFO and Secretary Grant or award · Stock Option(Right to buy) +125,000 656,200
2021-05-03 Adams Jennifer McKie Director Grant or award · Stock Option (Right to buy) +28,133 28,133

Page 11 of 13 · 249 trades