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CIK 0001710340 · Non-accelerated filer<br>Smaller reporting company

Eton Pharmaceuticals, Inc.

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Ticker
ETON
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
371858472
Phone
(847) 787-7361
Business address
21925 W. FIELD PARKWAY, SUITE 235, DEER PARK, IL, 60010-7278
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$19,432,082
in 7 filings

Net −$19,432,082. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. BRYNJELSEN SEAN −$6.1M President & CEO sold 9% of stake
  2. MAIER PAUL V −$5.9M Director sold 63% of stake
  3. CASAMENTO CHARLES J −$5.3M Director sold 100% of stake
  4. Krempa David −$1.9M Chief Business Officer sold 40% of stake
  5. Erdogan-Trinkaus Ipek −$236K Chief Commercial Officer sold 46% of stake
Date Insider Transaction Shares Price Value Owned after
2021-11-15 Opaleye Management Inc. 10% owner Sale −500 $4.80 $2K 85,938
2021-11-08 Opaleye Management Inc. 10% owner Sale −50,000 $6.10 $305K 2,414,000
2021-11-08 Opaleye Management Inc. 10% owner Sale −2,661 $6.10 $16K 86,438
2021-11-05 Opaleye Management Inc. 10% owner Sale −159,300 $6.30 $1.0M 2,464,000
2021-11-05 Opaleye Management Inc. 10% owner Sale −8,401 $6.30 $53K 89,099
2021-11-04 Opaleye Management Inc. 10% owner Sale −81,700 $6.44 $526K 2,623,300
2021-11-04 Opaleye Management Inc. 10% owner Sale −4,000 $6.44 $26K 97,500
2021-11-03 Opaleye Management Inc. 10% owner Sale −110,000 $6.53 $718K 2,705,000
2021-11-03 Opaleye Management Inc. 10% owner Sale −6,500 $6.53 $42K 101,500
2021-10-12 Opaleye Management Inc. 10% owner Sale −82,500 $5.06 $417K 2,815,000
2021-10-12 Opaleye Management Inc. 10% owner Sale −4,807 $5.06 $24K 117,100
2021-10-11 Opaleye Management Inc. 10% owner Sale −32,500 $5.01 $163K 2,897,500
2021-10-11 Opaleye Management Inc. 10% owner Sale −1,601 $5.01 $8K 112,807
2021-10-08 Opaleye Management Inc. 10% owner Sale −41,000 $5.00 $205K 2,930,000
2021-10-08 Opaleye Management Inc. 10% owner Sale −2,692 $5.00 $13K 114,408
2021-08-20 Troutman William Wilson CFO, Treasurer & Secretary Purchase +5,000 $4.43 $22K 23,027
2021-08-20 BRYNJELSEN SEAN President & CEO Purchase +10,000 $4.32 $43K 1,030,000
2021-08-06 Opaleye Management Inc. 10% owner Sale −330,000 $5.84 $1.9M 2,971,100
2021-08-06 Opaleye Management Inc. 10% owner Sale −15,000 $5.84 $88K 117,100
2021-08-05 Opaleye Management Inc. 10% owner Sale −150,000 $5.85 $878K 3,301,100

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