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CIK 0000822370 · Non-accelerated filer<br>Smaller reporting company

Emmaus Life Sciences, Inc.

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Ticker
EMMA
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
870419387
Phone
310-214-0065
Business address
21250 HAWTHORNE BOULEVARD, SUITE 800, TORRANCE, CA, 90503
Former names
MYnd Analytics, Inc., CNS RESPONSE, INC., STRATIVATION, INC., SalesTactix, Inc., AGE RESEARCH INC
Open-market buys, last 90 days
$15,026
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$15,026. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. LEE WILLIS C +$15K CEO 1 filing
Date Insider Transaction Shares Price Value Owned after
2014-02-12 TIERNEY THOMAS T Director Grant or award +400,000 $0.25 $100K 6,803,349
2014-01-21 Carpenter George C IV Chief Executive Officer Grant or award +200,000 $0.25 $50K 1,340,799
2014-01-17 FOLLMAN ROBERT J Director Grant or award +400,000 $0.25 $100K 5,691,310
2014-01-14 TIERNEY THOMAS T Director Grant or award +400,000 $0.25 $100K 6,403,349
2013-10-08 Carpenter George C IV Chief Executive Officer Grant or award · Option to Purchase +435,000 435,000
2013-10-08 Buck Paul Chief Financial Officer Grant or award · Option to Purchase +470,000 470,000
2013-09-12 SCHINDLER WALTER Director Grant or award +181,974 $0.25 $45K 6,029,376
2013-09-11 FOLLMAN ROBERT J Director Grant or award +400,000 $0.25 $100K 5,291,310
2013-09-10 TIERNEY THOMAS T Director Grant or award +400,000 $0.25 $100K 6,003,349
2013-08-30 TIERNEY THOMAS T Director Grant or award +400,000 $0.25 $100K 5,603,349
2013-08-30 PAPPAJOHN JOHN Director Grant or award +400,000 $0.25 $100K 18,859,957
2013-08-28 Buck Paul Chief Financial Officer Grant or award +50,000 $0.25 $13K 534,867
2013-08-16 FOLLMAN ROBERT J Director Other acquisition +400,000 $0.25 $100K 4,891,310
2013-08-12 McAdoo Zachary Director Option exercise +1,748,720 $0.25 $437K 1,748,720
2013-08-12 McAdoo Zachary Director Option exercise · Convertible Note(1) +0 $0.25 $0
2013-08-12 PAPPAJOHN JOHN Director Option exercise +7,318,228 $0.25 $1.8M 18,459,957
2013-08-12 PAPPAJOHN JOHN Director Option exercise · Convertible Note −0 0
2013-08-12 SASSINE ANDY Director Option exercise +3,498,200 $0.25 $875K 4,048,221
2013-08-12 SASSINE ANDY Director Option exercise · Convertible Note −0 0
2013-08-12 Buck Paul Chief Financial Officer Conversion +114,000 $0.25 $29K 236,083

Page 37 of 45 · 900 trades