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CIK 0000822370 · Non-accelerated filer<br>Smaller reporting company

Emmaus Life Sciences, Inc.

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Ticker
EMMA
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
870419387
Phone
310-214-0065
Business address
21250 HAWTHORNE BOULEVARD, SUITE 800, TORRANCE, CA, 90503
Former names
MYnd Analytics, Inc., CNS RESPONSE, INC., STRATIVATION, INC., SalesTactix, Inc., AGE RESEARCH INC
Open-market buys, last 90 days
$15,026
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$15,026. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. LEE WILLIS C +$15K CEO 1 filing
Date Insider Transaction Shares Price Value Owned after
2016-08-03 Carpenter George C IV Chief Executive Officer Grant or award · 5% Secured Convertible Note due December 2017 +0
2016-08-03 Carpenter George C IV Chief Executive Officer Grant or award · Common Stock Warrant +1,000,000 2,000,000
2016-07-21 PAPPAJOHN JOHN Director Grant or award · 5% Secured Convertible Note due December 2017 +0
2016-07-21 PAPPAJOHN JOHN Director Grant or award · Common Stock Warrant +5,000,000 26,000,000
2016-05-04 Carpenter George C IV Chief Executive Officer Grant or award · 5% Secured Convertible Note due December 2017 +0
2016-05-04 Carpenter George C IV Chief Executive Officer Grant or award · Common Stock Warrant +1,000,000 1,000,000
2016-04-21 Smith Robin L Director Grant or award · 5% Secured Convertible Note due December 2017 +0
2016-04-21 Smith Robin L Director Grant or award · Common Stock Warrant +800,000 2,000,000
2016-04-11 PAPPAJOHN JOHN Director Grant or award · 5% Secured Convertible Note due December 2017 +0
2016-04-11 PAPPAJOHN JOHN Director Grant or award · Common Stock Warrant +5,000,000 21,000,000
2016-04-07 FOLLMAN ROBERT J Director Grant or award · 5% Secured Convertible Note due December 2017 +0
2016-04-07 FOLLMAN ROBERT J Director Grant or award · Common Stock Warrant +4,000,000 9,000,000
2016-04-05 RSJ Private Equity Investment Fund with variable registered capital, a.s. 10% owner Other acquisition +250,000 250,000
2016-04-05 Smith Robin L Director Grant or award +1,000,000 1,750,000
2016-04-05 FOLLMAN ROBERT J Director Grant or award +250,000 6,741,310
2016-04-05 Buck Paul Chief Financial Officer Grant or award +1,000,000 1,684,867
2016-04-05 Votruba Michal Director Grant or award +250,000 250,000
2016-04-05 PAPPAJOHN JOHN Director Grant or award +250,000 19,109,957
2016-04-05 McAdoo Zachary Director Grant or award +250,000 1,998,720
2016-04-05 Carpenter George C IV Chief Executive Officer Grant or award +1,000,000 2,390,799

Page 34 of 45 · 900 trades