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CIK 0000822370 · Non-accelerated filer<br>Smaller reporting company

Emmaus Life Sciences, Inc.

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Ticker
EMMA
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
870419387
Phone
310-214-0065
Business address
21250 HAWTHORNE BOULEVARD, SUITE 800, TORRANCE, CA, 90503
Former names
MYnd Analytics, Inc., CNS RESPONSE, INC., STRATIVATION, INC., SalesTactix, Inc., AGE RESEARCH INC
Open-market buys, last 90 days
$15,026
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$15,026. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. LEE WILLIS C +$15K CEO 1 filing
Date Insider Transaction Shares Price Value Owned after
2016-09-19 RSJ Private Equity Investment Fund with variable registered capital, a.s. 10% owner Other disposition · Common Stock Warrant −5,000,000 0
2016-09-19 RSJ Private Equity Investment Fund with variable registered capital, a.s. 10% owner Purchase · Common Stock Warrant +22,000,000 22,000,000
2016-09-19 RSJ Private Equity Investment Fund with variable registered capital, a.s. 10% owner Purchase · Common Stock Warrant +15,000,000 37,000,000
2016-09-19 RSJ Private Equity Investment Fund with variable registered capital, a.s. 10% owner Purchase · Common Stock Warrant +5,000,000 42,000,000
2016-09-19 RSJ Private Equity Investment Fund with variable registered capital, a.s. 10% owner Conversion · 5% Secured Convertible Note due December 2017 −0
2016-09-19 RSJ Private Equity Investment Fund with variable registered capital, a.s. 10% owner Conversion · 5% Secured Convertible Note due December 2017 −0
2016-09-19 RSJ Private Equity Investment Fund with variable registered capital, a.s. 10% owner Conversion · 5% Secured Convertible Note due December 2017 −0
2016-09-19 RSJ Private Equity Investment Fund with variable registered capital, a.s. 10% owner Conversion · 5% Secured Convertible Note due December 2017 −0
2016-09-19 RSJ Private Equity Investment Fund with variable registered capital, a.s. 10% owner Other disposition · Common Stock Warrant −22,000,000 20,000,000
2016-09-19 RSJ Private Equity Investment Fund with variable registered capital, a.s. 10% owner Other disposition · Common Stock Warrant −15,000,000 5,000,000
2016-09-19 RSJ Private Equity Investment Fund with variable registered capital, a.s. 10% owner Other disposition · Common Stock Warrant −5,000,000 0
2016-09-16 PAPPAJOHN JOHN Director Gift −6,538,258 12,571,699
2016-08-10 FOLLMAN ROBERT J Director Grant or award · 5% Secured Convertible Note due December 2017 +100,000 550,000
2016-08-10 FOLLMAN ROBERT J Director Grant or award · Common Stock Warrant +2,000,000 11,000,000
2016-08-09 RSJ Private Equity Investment Fund with variable registered capital, a.s. 10% owner Purchase · 5% Secured Convertible Note due December 2017 +0
2016-08-09 RSJ Private Equity Investment Fund with variable registered capital, a.s. 10% owner Purchase · Common Stock Warrant +5,000,000 42,000,000
2016-08-09 PAPPAJOHN JOHN Director Grant or award · 5% Secured Convertible Note due December 2017 +0
2016-08-09 PAPPAJOHN JOHN Director Grant or award · Common Stock Warrant +2,000,000 28,000,000
2016-08-03 TIERNEY THOMAS T 10% owner Grant or award · 5% Secured Convertible Note due December 2017 +0
2016-08-03 TIERNEY THOMAS T 10% owner Grant or award · Common Stock Warrant +2,000,000 12,800,000

Page 33 of 45 · 900 trades