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CIK 0000822370 · Non-accelerated filer<br>Smaller reporting company

Emmaus Life Sciences, Inc.

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Ticker
EMMA
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
870419387
Phone
310-214-0065
Business address
21250 HAWTHORNE BOULEVARD, SUITE 800, TORRANCE, CA, 90503
Former names
MYnd Analytics, Inc., CNS RESPONSE, INC., STRATIVATION, INC., SalesTactix, Inc., AGE RESEARCH INC
Open-market buys, last 90 days
$15,026
in 1 filing
Open-market sales, last 90 days
$0
in 0 filings

Net +$15,026. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. LEE WILLIS C +$15K CEO 1 filing
Date Insider Transaction Shares Price Value Owned after
2016-11-01 Harris Geoffrey E. Director Grant or award +20,000 24,558
2016-11-01 TIERNEY THOMAS T Director Grant or award +20,000 20,000
2016-11-01 SASSINE ANDY Former Director Grant or award · Employee Stock Option (right to purchase) +20,000 20,000
2016-11-01 FOLLMAN ROBERT J Director Grant or award +20,000 20,000
2016-11-01 Carpenter George C IV Chief Executive Officer Grant or award · Employee Stock Option (right to purchase) +16,000 16,000
2016-11-01 Smith Robin L Director Grant or award +40,000 69,526
2016-11-01 Smith Robin L Director Grant or award · Employee Stock Option (right to buy) and tax-offset right +16,000 16,000
2016-10-20 PAPPAJOHN JOHN Director Purchase +200 $8.50 $2K 356,412
2016-10-17 PAPPAJOHN JOHN Director Purchase +1,000 $8.00 $8K 356,212
2016-10-12 PAPPAJOHN JOHN Director Purchase +16 $7.50 $120 355,212
2016-10-10 PAPPAJOHN JOHN Director Purchase +1,839 $6.45 $12K 355,196
2016-09-21 TIERNEY THOMAS T 10% owner Option exercise +137,328 $5.00 $687K 184,345
2016-09-21 TIERNEY THOMAS T 10% owner Option exercise · 5% Secured Convertible Note due December 2017 −0
2016-09-21 TIERNEY THOMAS T 10% owner Returned to the company · Common Stock Warrant −0 0
2016-09-21 PAPPAJOHN JOHN Director Option exercise +290,498 $5.00 $1.5M 353,357
2016-09-21 PAPPAJOHN JOHN Director Option exercise · 5% Secured Convertible Note due December 2017 −0
2016-09-21 PAPPAJOHN JOHN Director Returned to the company · Common Stock Warrant −0 0
2016-09-21 Smith Robin L Director Option exercise +20,776 $5.00 $104K 29,526
2016-09-21 Smith Robin L Director Option exercise · 5% Secured Convertible Note due December 2017 −0
2016-09-21 Smith Robin L Director Returned to the company · Common Stock Warrant −0 0

Page 31 of 45 · 900 trades