CIK 0000924168 · Non-accelerated filer<br>Smaller reporting company
ENERGY FOCUS, INC/DE
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- EFOI
- Exchange
- Nasdaq
- Industry
- Electric Lighting & Wiring Equipment
- FY end
- Dec 31
- Incorporated
- OH
- Entity type
- operating
- EIN
- 943021850
- Phone
- 4407151300
- Business address
- 32000 AURORA ROAD, SUITE B, SOLON, OH, 44139
- Former names
- FIBERSTARS INC /CA/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2019-11-12 | McManus Geraldine Director | Grant or award | +11,710 | 11,710 | ||
| 2019-11-12 | Politziner Philip Director | Grant or award | +20,000 | 20,000 | ||
| 2019-07-16 | Tu James Chairman and CEO | Grant or award · Stock Option | +300,000 | 300,000 | ||
| 2019-07-16 | NESTOR TOD A President, CFO | Grant or award · Stock Option | +150,000 | 150,000 | ||
| 2019-06-19 | Socolof Stephen Director | Option exercise | +5,032 | 5,032 | ||
| 2019-06-19 | Socolof Stephen Director | Option exercise · Restricted Stock Units | −5,032 | 0 | ||
| 2019-06-19 | Ramelot Michael Rush Director | Option exercise | +15,000 | 47,927 | ||
| 2019-06-19 | Ramelot Michael Rush Director | Option exercise · Restricted Stock Units | −15,000 | 0 | ||
| 2019-06-19 | McManus Geraldine Director | Option exercise | +8,290 | 8,290 | ||
| 2019-06-19 | McManus Geraldine Director | Option exercise · Restricted Stock Units | −8,290 | 0 | ||
| 2019-06-19 | Cheng Jennifer Y Director | Option exercise | +8,290 | 8,290 | ||
| 2019-06-19 | Cheng Jennifer Y Director | Option exercise · Restricted Stock Units | −8,290 | 0 | ||
| 2019-05-20 | Socolof Stephen Director | Grant or award · Restricted Stock Units | +5,032 | 5,032 | ||
| 2019-04-01 | Farkas Robert A. Director | Grant or award · Restricted Stock Units | +5,575 | 5,575 | ||
| 2019-03-29 | Tu James CEO, President and Interim CFO | Purchase · Convertible Notes due 2021 | +0 | |||
| 2019-02-27 | Tewksbury Ted L III Chairman, CEO & President | Option exercise | +16,481 | 102,672 | ||
| 2019-02-27 | Tewksbury Ted L III Chairman, CEO & President | Shares withheld for taxes | −6,738 | $1.21 | $8K | 95,934 |
| 2019-02-27 | Tewksbury Ted L III Chairman, CEO & President | Option exercise · Restricted Stock Units | −16,481 | 16,481 | ||
| 2019-02-26 | Tewksbury Ted L III Chairman, CEO & President | Option exercise | +55,100 | 108,561 | ||
| 2019-02-26 | Tewksbury Ted L III Chairman, CEO & President | Shares withheld for taxes | −22,370 | $1.14 | $26K | 86,191 |
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