CIK 0000924168 · Non-accelerated filer<br>Smaller reporting company
ENERGY FOCUS, INC/DE
Sign in to watch- Ticker
- EFOI
- Exchange
- Nasdaq
- Industry
- Electric Lighting & Wiring Equipment
- FY end
- Dec 31
- Incorporated
- OH
- Entity type
- operating
- EIN
- 943021850
- Phone
- 4407151300
- Business address
- 32000 AURORA ROAD, SUITE B, SOLON, OH, 44139
- Former names
- FIBERSTARS INC /CA/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-04-14 | NESTOR TOD A President, CFO | Purchase | +55,830 | $0.37 | $21K | 107,530 |
| 2020-04-13 | NESTOR TOD A President, CFO | Purchase | +51,700 | $0.32 | $16K | 51,700 |
| 2020-04-13 | Politziner Philip Director | Purchase | +32,000 | $0.31 | $10K | 52,000 |
| 2020-03-18 | McManus Geraldine Director | Grant or award · Restricted Stock Units | +15,000 | 15,000 | ||
| 2020-03-18 | Cheng Jennifer Y Director | Grant or award · Restricted Stock Units | +15,000 | 15,000 | ||
| 2020-03-18 | Huang Gina Director | Grant or award · Restricted Stock Units | +20,000 | 20,000 | ||
| 2020-03-18 | Tu James Chairman and CEO | Grant or award · Stock Option | +150,000 | 150,000 | ||
| 2020-03-18 | Politziner Philip Director | Grant or award · Restricted Stock Units | +15,000 | 15,000 | ||
| 2020-03-18 | NESTOR TOD A President, CFO | Grant or award · Stock Option | +100,000 | 100,000 | ||
| 2020-03-18 | Socolof Stephen Director | Grant or award · Restricted Stock Units | +15,000 | 15,000 | ||
| 2020-01-16 | Tu James CEO & Chairman | Conversion · Convertible Notes due 2021 | −0 | |||
| 2020-01-16 | Tu James CEO & Chairman | Conversion · Series A Convertible Preferred Stock | +1,721,023 | 1,721,023 | ||
| 2019-12-17 | Socolof Stephen Director | Option exercise | +5,032 | 20,000 | ||
| 2019-12-17 | Socolof Stephen Director | Option exercise · Restricted Stock Units | +5,032 | 0 | ||
| 2019-12-17 | Cheng Jennifer Y Director | Option exercise | +8,290 | 20,000 | ||
| 2019-12-17 | Cheng Jennifer Y Director | Option exercise · Restricted Stock Units | +8,290 | 0 | ||
| 2019-12-17 | McManus Geraldine Director | Option exercise | +8,290 | 20,000 | ||
| 2019-12-17 | McManus Geraldine Director | Option exercise · Restricted Stock Units | +8,290 | 0 | ||
| 2019-11-12 | Socolof Stephen Director | Grant or award | +14,968 | 14,968 | ||
| 2019-11-12 | Cheng Jennifer Y Director | Grant or award | +11,710 | 11,710 |
Page 5 of 16 · 307 trades