CIK 0000924168 · Non-accelerated filer<br>Smaller reporting company
ENERGY FOCUS, INC/DE
Sign in to watch- Ticker
- EFOI
- Exchange
- Nasdaq
- Industry
- Electric Lighting & Wiring Equipment
- FY end
- Dec 31
- Incorporated
- OH
- Entity type
- operating
- EIN
- 943021850
- Phone
- 4407151300
- Business address
- 32000 AURORA ROAD, SUITE B, SOLON, OH, 44139
- Former names
- FIBERSTARS INC /CA/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-02-19 | McManus Geraldine Director | Grant or award · Restricted Stock Units | +10,000 | 10,000 | ||
| 2021-02-19 | Politziner Philip Director | Grant or award · Restricted Stock Units | +10,000 | 10,000 | ||
| 2021-02-19 | Tu James Chairman and CEO | Grant or award · Stock Option (Right to buy) | +15,000 | 15,000 | ||
| 2021-02-19 | Warren James Raymond III SVP, GC & Corp. Secretary | Grant or award · Stock Option (Right to buy) | +12,000 | 12,000 | ||
| 2021-02-19 | Cheng Jennifer Y Director | Grant or award · Restricted Stock Units | +10,000 | 10,000 | ||
| 2021-02-19 | NESTOR TOD A President, CFO | Grant or award · Stock Option (Right to buy) | +13,000 | 13,000 | ||
| 2021-02-19 | Socolof Stephen Director | Grant or award · Restricted Stock Units | +10,000 | 10,000 | ||
| 2020-12-28 | NESTOR TOD A President, CFO | Option exercise | +10,625 | $2.10 | $22K | 45,432 |
| 2020-12-28 | NESTOR TOD A President, CFO | Option exercise · Stock Option | −10,625 | 19,375 | ||
| 2020-09-17 | McManus Geraldine Director | Option exercise | +3,000 | 7,000 | ||
| 2020-09-17 | McManus Geraldine Director | Option exercise · Restricted Stock Units | +3,000 | 0 | ||
| 2020-09-17 | Politziner Philip Director | Option exercise | +3,000 | 13,400 | ||
| 2020-09-17 | Politziner Philip Director | Option exercise · Restricted Stock Units | +3,000 | 0 | ||
| 2020-09-17 | Huang Gina Director | Option exercise | +4,000 | 207,478 | ||
| 2020-09-17 | Huang Gina Director | Option exercise · Restricted Stock Units | +4,000 | 0 | ||
| 2020-09-17 | Cheng Jennifer Y Director | Option exercise | +3,000 | 7,000 | ||
| 2020-09-17 | Cheng Jennifer Y Director | Option exercise · Restricted Stock Units | +3,000 | 0 | ||
| 2020-09-17 | Socolof Stephen Director | Option exercise | +3,000 | 7,000 | ||
| 2020-09-17 | Socolof Stephen Director | Option exercise · Restricted Stock Units | +3,000 | 0 | ||
| 2020-04-15 | NESTOR TOD A President, CFO | Purchase | +42,470 | $0.37 | $16K | 150,000 |
Page 4 of 16 · 307 trades