CIK 0000924168 · Non-accelerated filer<br>Smaller reporting company
ENERGY FOCUS, INC/DE
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- EFOI
- Exchange
- Nasdaq
- Industry
- Electric Lighting & Wiring Equipment
- FY end
- Dec 31
- Incorporated
- OH
- Entity type
- operating
- EIN
- 943021850
- Phone
- 4407151300
- Business address
- 32000 AURORA ROAD, SUITE B, SOLON, OH, 44139
- Former names
- FIBERSTARS INC /CA/
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-02-11 | NESTOR TOD A COO and CFO | Grant or award · Stock Option (Right to buy) | +20,000 | 20,000 | ||
| 2022-02-11 | Socolof Stephen Interim CEO | Grant or award · Restricted Stock Units | +5,000 | 5,000 | ||
| 2021-09-28 | Warren James Raymond III SVP, GC & Corp. Secretary | Option exercise | +800 | 800 | ||
| 2021-09-28 | Warren James Raymond III SVP, GC & Corp. Secretary | Option exercise · Restricted Stock Units | −800 | 2,400 | ||
| 2021-08-25 | Politziner Philip Director | Purchase | +3,000 | $3.35 | $10K | 26,400 |
| 2021-08-18 | Socolof Stephen Director | Purchase | +3,500 | $2.80 | $10K | 20,500 |
| 2021-08-16 | Tu James Chairman and CEO | Purchase | +5,000 | $2.70 | $14K | 249,851 |
| 2021-05-26 | McManus Geraldine Director | Option exercise | +10,000 | 17,000 | ||
| 2021-05-26 | McManus Geraldine Director | Option exercise · Restricted Stock Units | −10,000 | 0 | ||
| 2021-05-26 | Politziner Philip Director | Option exercise | +10,000 | 23,400 | ||
| 2021-05-26 | Politziner Philip Director | Option exercise · Restricted Stock Units | −10,000 | 0 | ||
| 2021-05-26 | Huang Gina Director | Option exercise | +10,000 | 376,832 | ||
| 2021-05-26 | Huang Gina Director | Option exercise · Restricted Stock Units | −10,000 | 0 | ||
| 2021-05-26 | Cheng Jennifer Y Director | Option exercise | +10,000 | 17,000 | ||
| 2021-05-26 | Cheng Jennifer Y Director | Option exercise · Restricted Stock Units | −10,000 | 0 | ||
| 2021-05-26 | Socolof Stephen Director | Option exercise | +10,000 | 17,000 | ||
| 2021-05-26 | Socolof Stephen Director | Option exercise · Restricted Stock Units | −10,000 | 0 | ||
| 2021-04-01 | Tu James Chairman and CEO | Conversion | +344,205 | 611,683 | ||
| 2021-04-01 | Tu James Chairman and CEO | Conversion · Series A Convertible Preferred Stock | −1,721,023 | 0 | ||
| 2021-03-24 | Huang Gina Director | Grant or award · Restricted Stock Units | +10,000 | 10,000 |
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